- Animo Ventures (New York, NY)
- As our Head of Compliance , you'll be responsible for ensuring Comun stays on the right side of regulations while promoting a culture of integrity. You'll lead ... the way in developing and implementing our compliance strategy, covering everything from our checking accounts and...senior management and teams across the company to embed compliance into our day-to-day operations and product development. By… more
- Pailin Group Psc (New York, NY)
- Vice President, Entertainment Product Head - The Pailin Group Professional Search ConsultantsLocation: Los Angeles, New YorkTravel: 15-20%Our consultants are ... recruiting for a dynamic Product Head to drive the profitable growth of an entertainment...and implement best practices to ensure underwriting rigor, technical compliance , quality controls and regulatory compliance within… more
- Pulmovant (New York, NY)
- …entities, each meticulously tailored to address a specific medical need. Summary The Head of Regulatory Affairs and Quality is responsible for leading the global ... of development. This role is also responsible for developing, implementing, and ensuring compliance with the overall company quality systems. This role will be a… more
- Blockchain (New York, NY)
- …lawyer to take on this exciting role and join our fast-growing team as Head of Regulatory (US). You will be working on ground-breaking, novel regulatory matters in ... and registration initiatives (including potential BitLicense applications). Partner with Compliance in respect of regulatory licensing matters and liaise with… more
- 24 Seven Inc. (Hoboken, NJ)
- …ensure zero overdue orders.Ensure all activities are carried out in compliance with local, national and international legislations.Source, negotiate and oversee ... activities of all 3PL providers - including fulfillment centre, inbound and outbound freight providers.Participate in Sales & Operational Planning routines - including customer forecast reviews and inventory planning meetings.Identify and implement system… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of US Compliance Quality Assurance ... assurance testing and monitoring throughout the second-line of defense compliance risk management program, including the appropriate organization structure and… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... the overall success of the First Line and the Compliance Department in both the US and globally ensuring...of the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The Enterprise ... corporate clients with industry-leading software, data and services. Our Regulatory & Compliance ecosystem is comprised of products that help our customers manage… more
- Citigroup (New York, NY)
- Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible ... responsible for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for our credit cards products and… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance ... . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the… more
- S&P Global (New York, NY)
- …and aligned with best practices. This role will report directly to the Head of Compliance , SPDJI. **Responsibilities and Impact:** + Collaborate with divisional ... strategy and culture within the division. You'll collaborate closely with the Head of Compliance , divisional leaders, and the Corporate Compliance and Risk… more
- Neuberger Berman (New York, NY)
- …obligations + Interact closely with all areas and personnel within the Legal and Compliance Department, including the global head of compliance , general ... Chief Compliance Officer for over $55 billion complex of...**Responsibilities:** + Managing all aspects of a registered fund compliance program, including: + Annual Rule 38a-1 compliance… more
- SMBC (Jersey City, NJ)
- …with the close collaboration with Issue owners - closed. This role will report into the Head of Compliance Reporting, Risk & Controls and manage a small team of ... audience are Compliance Vertical Heads, Compliance governance forums, Compliance senior management, and Head Office. + Manage the registration/validation… more
- Tradeweb (New York, NY)
- …are reviewed and updated at the required cadence + Improving and routinely prepare compliance management information for use by the Head of Compliance ... Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally.… more
- World Insurance Associates, LLC. (Iselin, NJ)
- …busy, fun position that will grow your skill set. Responsibilities + Assist the Head of Compliance /Deputy General Counsel on company regulatory, compliance ... focused on building world class operations and corporate culture, support the Compliance and Legal department in regulatory, compliance and operational matters.… more
- Citigroup (New York, NY)
- …creating technology roadmaps and business cases, and maintaining high levels of compliance and standards. The Head of Technology Product manages multiple ... speed, flexibility, and responsiveness. + Establish and maintain high levels of compliance and standards, safeguarding the bank's reputation and assets. + Oversee… more
- Wellington (New York, NY)
- …that aligns our perspectives with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to ... Private Investments Chief Compliance Officer, working closely with other compliance professionals and attorneys. **Responsibilities** The Head of Private… more
- Wellington (New York, NY)
- …of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance , Americas, working closely with other compliance ... aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, focusing on… more
- SMBC (New York, NY)
- …also contribute to strategic planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc. ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- Mizuho Corporate Bank (Jersey City, NJ)
- …Duties Assist in various tasks as the need arises when requested by the Unit Head , Section Head or Manager COMPLIANCE : + Obtain a basic understanding ... rules and regulations should be directed to the Legal and Compliance Department. Attend Annual compliance Training presented by the Legal and Compliance … more
