- HSBC (New York, NY)
- …people, our investors, our communities and the planet we all share. The Head of Surveillance , US & Americas will be responsible for managing the overall ... Management and Regulators. As our Head of Surveillance , US & Americas you...applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America- United States -New York-New York **Req ID:**… more
- SMBC (New York, NY)
- …stock exchanges. In the Americas , SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC ... enhancement of surveillance ; and + Proactively escalate issues to the Head of Market Surveillance as appropriate. **Qualifications and Skills** + Strong… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Manager, US Internal Control and Global Wholesale Operations -...global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides… more
- Mizuho Corporate Bank (New York, NY)
- …Consulting supporting these functions + Understanding of the regulatory framework in the United States for banks (including bank holding companies and foreign ... About the Team Americas Compliance, as a control function within the...compliance controls and programs such as: + Compliance testing, surveillance and monitoring + Drafting and implementing compliance policies… more