- JPMorgan Chase (Jersey City, NJ)
- …Vice President within the Practices Audit team, you will support Internal Audit 's Regulatory Engagement and Exam Management Team, including assisting ... cross Firm Regulatory initiatives; escalate key milestones and decisions to Audit Management + Develop and prepare internal reporting/metrics and ongoing… more
- JPMorgan Chase (Jersey City, NJ)
- …an Associate within the Practices Audit team, you will support Internal Audit 's Regulatory Engagement and Exam Management Team, including executing ... Execute User Acceptance Testing of relevant Audit Tools supporting regulatory engagement processes + Prepare internal reporting/metrics and ongoing analyses… more
- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business ... for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to...preferred\#NAMInternalAudit + The role is integral component of the audit delivery in response to Regulatory Reform… more
- Citigroup (New York, NY)
- …and regulatory commitments. **Responsibilities:** + Manage a team of Internal Audit professionals, recruit staff, lead professional development, build ... manage a budget + Deliver audit reports, Internal Audit and Regulatory issue...sound ethical judgment regarding personal behavior, conduct and business practices , and escalating, managing and reporting control issues with… more
- Citigroup (New York, NY)
- …build effective teams and manage a budget + Deliver Technology audit reports, Internal Audit and Regulatory issue validation and business monitoring and ... level management position responsible for managing a complex and critical unit within Internal Audit . This role will support the Markets Technology Audit… more
- Citigroup (New York, NY)
- …build effective teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and ... senior level management position responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall… more
- Wells Fargo (New York, NY)
- …preferably in the financial services sector + Solid understanding of Institution of Internal Audit (IIA) standards, regulatory requirements, and industry ... effectiveness and team member engagement, contributing to Wells Fargo Internal Audit and ETAG strategies with a...this risk at Wells Fargo. + Evaluate of current audit approaches and practices . Provide thought leadership… more
- American Express (New York, NY)
- …multiple projects concurrently delivering high quality work products, in compliance with internal audit standards and regulatory expectations. + Ability ... Amex and let's lead the way together. **About the Internal Audit Group at American Express:** Our...a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations;… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders such as regulatory reporting production teams, financial accounting teams, internal audit , data management office, Operation, and IT; and (3) ... financial and/or regulatory reporting, regulatory reporting quality assurance or internal audit + knowledge of regulatory reporting especially FR… more
- Bank of America (New York, NY)
- …data testing effort; active engagement of enterprise data initiatives and support of internal /external regulatory and audit exams and issues. This role ... Data Manager - Governance, Policy Compliance & Regulatory Response New York, New York;Charlotte, North Carolina...will work with Line of Business partners, including Compliance, Audit , and Risk to understand needs and produce data… more
- City National Bank (New York, NY)
- …leading integrated business audits with technology auditors + Current working knowledge of Internal Audit practices , policies, procedures and systems. + ... practices , governance processes and the system of internal controls. The position will facilitate audit ...US regulatory environment and heightened expectations of internal audit . This includes the coordination of… more
- Citigroup (New York, NY)
- …analysis and remediation plans. **Responsibilities:** + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including ... responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with...practices including a deep understanding of rules around regulatory capital, Basel framework and US regulatory … more
- Citigroup (New York, NY)
- …for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and regulatory engagement, budget and all ... of reports and analytics (iv) designing policies, define leading practices and innovate technological tooling in performance of risk...the primary liaison between modeling teams and validators during internal audit and external regulatory … more
- ManpowerGroup (New York, NY)
- …provide customized solutions to meet clients' needs. Our advisory expertise includes internal audit , regulatory compliance, data analytics, construction ... strategy for now and into the future + Examining internal IT controls, evaluating the design and operational effectiveness,...and IT audit . Our Finance and Accounting practice works with clients on matters relating to technical… more
- Citigroup (Jersey City, NJ)
- …technologically in the CEER space. + Assist with the document production and responses to internal audit and regulatory examinations on all CEER functions. + ... Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual understands the...+ Establish a formal Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate… more
- Citigroup (New York, NY)
- …the enterprise and relevant businesses / functions / regions + Lead execution of Regulatory and Internal Audit Corrective Action Plans + Maintain Centralized ... broad and comprehensive understanding of the systems, standards and practices relevant to data management, and the key functions...exceptions across the Risk organization + Manage execution of Regulatory and Internal Audit Corrective… more
- Wells Fargo (New York, NY)
- …+ Establish the inventory of all relevant business processes, governance channels, internal testing, audit , regulatory engagements and prioritize ... of applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Scotiabank (New York, NY)
- …for coordinating requested information and answering questions from Internal Audit , Quality Assurance, and external Regulatory Exams. + Ability to ... new regulatory reporting requirements and instructions. + Improve current regulatory reporting environment by employing best practices and expanding controls… more
- TD Bank (New York, NY)
- …in alignment with risk appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/AML ... the industry environment, recommends course of action and best practices to improve products, processes or services + Acts...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory… more
- TD Bank (New York, NY)
- …methodologies and practices are rigorous, adheres to the Institute of Internal Auditors (IIA) standards as well as regulatory requirements and expectations ... compliance with policies and practices in coordination with the Canadian and Non-US Audit Professional Practice group + In coordination with the US Audit … more