- CUNY (New York, NY)
- Deputy Director of Investigations , Office of Compliance and Diversity **POSITION DETAILS** The Borough of Manhattan Community College (BMCC) is a vibrant, ... York City, and beyond. Reporting to the Chief Diversity Officer (CDO), the Deputy Director of Investigations ...at the Borough of Manhattan Community College by ensuring compliance with relevant federal, state, and local statutes. The… more
- CUNY (New York, NY)
- Director, Title IX Investigations (HEO) - Office for Diversity and Compliance -REVISED- **POSITION DETAILS** The Office for Diversity and Compliance provides ... and ensuring equitable recruiting processes. Reporting to the Dean of Diversity and Compliance , the Director of Title IX Investigations plays a critical role… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also maintain the Written Supervisory… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + Partnering… more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... & Technology employees' adherence to S&P Global Ratings' Policies. + Undertake Compliance investigations and reviews as required. + Assist in the development of … more
- US Courts (Brooklyn, NY)
- …New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional ... fair administration of justice, provide community safety, conduct objective investigations , supervise persons under supervision, interact with outside agencies and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... activities. This role also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- City of New York (New York, NY)
- …(SAES) - Economic Opportunity & Inclusionary Program (EOIP) Your Impact: As the Labor Compliance Officer for the Division of Labor Monitoring Unit, you will be ... Your Team: The Office of Economic Opportunity and Regulatory Compliance (EORC) leads the agency's effort to promote inclusion...with laborers and mechanics in the course of performing investigations for wage theft and other labor law violations.… more
- US Courts (Brooklyn, NY)
- …New York is accepting applications for the position of United States Probation Officer within the Supervision Division. The agency is comprised of two divisional ... fair administration of justice, provide community safety, conduct objective investigations , supervise persons under supervision, interact with outside agencies and… more
- New York State Civil Service (Brooklyn, NY)
- NY HELP Yes Agency Workers' Compensation Board Title Investigative Officer 1/Investigative Officer Trainee (NY HELPS), WCB Item #1261 Occupational Category ... allowed? No Telecommuting allowed? Yes County Kings Street Address Office of Compliance and Litigation, Enforcement One Pierrepoint Plaza, 5th floor, 300 Cadman… more
- City of New York (New York, NY)
- …duties will include serving in the position of Records Access and Chief Privacy Officer for the Department. Under the leadership of the Deputy Commissioner for Legal ... for independent initiative and judgment, the Records Access and Chief Privacy Officer is responsible for overseeing the Department's response to Freedom of… more
- City of New York (New York, NY)
- … efforts. Coordinate with legal and regulatory affairs teams to respond to compliance inquiries, audits, and investigations , and ensure timely and accurate ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more