- S&P Global (New York, NY)
- …and dedicated consultative services. Position Summary: Reporting to the Chief Revenue Officer, the National Vice President , Dealer Relations plays an ... to drive dealer engagement, utilization, and growth with Mastermind. The National Vice President , Dealer Relations will join our rapidly growing… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... monitoring and testing reviews. This role will have coverage for SMBC's Swap Dealer operations. The candidate should have functional knowledge of applicable US laws… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... this function will encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer ; SMBC Group's wholesale and retail banking… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Position Summary:** The Risk and Controls Vice President supports the Business Unit Risk Management (BURM) team in ... business-specific risks and enterprise-wide risks. The Risk and Controls Vice President will play an integral role...Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly… more
- Morgan Stanley (New York, NY)
- *Description* Vice President level position within Morgan Stanley's Institutional Equity Division (IED) for a trading agreement negotiator, responsible for ... workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** *IED Negotiator - Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- JPMorgan Chase (New York, NY)
- …to the execution of transactions supporting liquidity risk management. As a Vice President in the Treasury Intraday Liquidity Management (Forecasting and ... office on continued evolution of the IDL Dashboard + Partner with the broker/ dealer and other Treasury teams to drive transparency and anticipate liquidity needs +… more
- JPMorgan Chase (New York, NY)
- …for our flexible shared services team within Banking Operations. **Job summary** As a Vice President in the Cash Asset Management Central Bank Lead role, you ... global incidents + Support team on any other Ops requirements such as Broker Dealer and Cash Projections + Work with Service lead and Central Bank Cash zonal… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Vice President Salesperson for its New York, NY location. Duties: Refine and implement sales/marketing strategy to improve Citi's client ... by performing Quantitative and Qualitative Market Analysis; Driving the Multi- Dealer and API franchise by performing Cost-Volume-Profit Analysis on client… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk* **Title:** * Vice President , Credit Risk (Risk Management)* **Location:** *New ... (ie, listed options, exchange-traded futures & FX forwards) booked on broker/ dealer platforms, supporting a primarily private-client base. The ideal candidate has… more
- TD Bank (New York, NY)
- …in a highly focused operation, while being part of a major global investment dealer . Confidence in our US operations systems stems from the recognition of our ... leveraged finance banking skills necessary to be successful in the industry. Vice Presidents lead corporate and leveraged banking transactions and work closely with… more
- JPMorgan Chase (New York, NY)
- …product across a variety of digital client channels - ie, Email, Web (single dealer platform), Mobile, API. The Research Digital Markets Product team seeks out new ... content to Institutional clients across digital channels - ie, email, web (single dealer portal - JPMM), mobile, API + Leveraging usage, subscriptions and engagement… more
- TD Bank (New York, NY)
- …required. + 7 or more years of experience in, with a registered US broker dealer or regulator, Compliance testing a plus. + JD desirable but not required + Strong ... without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Federal law… more
- JPMorgan Chase (New York, NY)
- …services in the United States would be a strong advantage, eg, broker- dealer regulations and privacy regulations. + Creative problem-solving skills; an ability to ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
- SMBC (New York, NY)
- …Rates & Credit for both cash and derivatives * Solid knowledge of broker- dealer /investment banking environment, sales & trade flows and eTrading domain experience * ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- JPMorgan Chase (New York, NY)
- …Build and maintain relationships with investment bankers and analysts, the broker- dealer community, rating agencies, and legal professionals, among other market ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
- JPMorgan Chase (New York, NY)
- …welcome. + Prior experience in private markets preferred. + Experience in retail, broker/ dealer , mutual fund industry preferable. JPMorgan Chase & Co., one of the ... the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital… more
- SMBC (Jersey City, NJ)
- …RWA and Capital ratios Calculation for group company who is registered as a swap dealer with CFTC + Support analysis of Basel RWA Reporting based on US Regulatory ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- SMBC (Jersey City, NJ)
- …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other… more
- ManpowerGroup (New York, NY)
- …the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. **Job Title: Vice President , Compliance Monitoring & ... Our top banking client is seeking a Vice President of Compliance Monitoring &...and regulations. **What's Needed?** + 7+ years of swap dealer experience + Compliance Testing, NFA, or Internal Audit… more
- SMBC (New York, NY)
- …Funds while also providing coverage for other non-bank financial institutions. The role, Vice President level, reports to the Head of Credit Services within ... and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest...for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any… more