- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... job and the business. The Operational Risk Sr Office is...involves working closely with senior management, business, risk , compliance and operational teams to ensure… more
- Bank of America (New York, NY)
- …requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF senior ... (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is...management reporting for the Boards of Directors and other senior stakeholders at the Company; * Advise the FLU… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... analyzing the results to identify potential issues, escalating potential risk issues to the appropriate coverage areas and providing...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Wells Fargo (New York, NY)
- …financial services (includes trust services and trust operations, wealth management, fiduciary officer , compliance, operational risk , audit, legal, and ... role:** Wells Fargo is seeking a Director of Fiduciary Risk Oversight in Operational Risk ...fiduciary risks to the Head of Fiduciary & Investment Risk , Senior Management, and the Board, as… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... relevant control **Qualifications:** + 10+ years of experience in financial services, operational or enterprise risk management, compliance or other control… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) ... role, you will:** + Act as an advisor to senior leaders in developing risk mitigation strategies...control support to FCRM for issues and corrective actions, operational risk events, and control development work… more
- City National Bank (Jersey City, NJ)
- **CREDIT RISK REVIEW OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as ... is independent of all credit granting, adjudication, operations, and risk management practices performed by the 1st and 2nd...requested by management. + Complies fully with all Bank Operational and Credit policies and procedures as well as… more
- JPMorgan Chase (New York, NY)
- …status quo and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Associate within the global/regional Compliance teams, you will ... Line of Business (LOB) and other Control functions, including Internal Audit and Operational Risk . Your role will require a solid understanding and experience… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... inclusive of policy and process documentation and regular reporting. Ownership of operational risk programs, including business continuity and resiliency and… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Capital Markets business reports to the Chief Risk Officer of ... include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational...risk management strategies to the Board of Directors, senior management and various risk committees. *… more
- Wells Fargo (New York, NY)
- …+ Provide business control support to FCRM for issues and corrective actions, operational risk events, and control development work impacting multiple FCRM RAUs. ... role:** Wells Fargo is seeking a Lead Control Management Officer to join the Corporate Risk Financial...with a focus on governance, reporting, issues management and/or operational risk event management + Strong interpersonal… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... to ensure appropriate monitoring, measuring, and mitigation of various risk parameters, including credit, operational , interest rate,...other advanced degree preferred. * 5+ years at a senior level running or supporting a risk … more
- Morgan Stanley (New York, NY)
- …Business Control Unit (BCU) Risk Team is responsible for overseeing the operational risk and controls of Wealth Management's New Account Opening (NAO) and ... aspects of the Platforms Business Units and their respective initiatives to advise on operational risk and control environment. * Represent Platforms Risk in… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... and assisting in the origination, negotiation and structuring of senior bank debt and related credit products. You will...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- Bank of America (New York, NY)
- Credit Risk Officer -Corp/Comm-Leveraged Finance US Charlotte, North Carolina;New York, New York; North Bethesda, Maryland **Job Description:** At Bank of ... risk governance, as well as monitoring for potential operational , reputational and market risk issues +...Presentation of analysis of risks and associated mitigants to senior leaders in EC, Credit Risk , Global… more
- JPMorgan Chase (Jersey City, NJ)
- …joint accountability model that aligns managers with each function and region to mitigate operational risk . Our team focuses on four areas: Risk ... within the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (New York, NY)
- …IMPACT Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and ... contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/testing - which includes design, execution,… more
- City of New York (New York, NY)
- …useful and available. The nation's leading local health department seeks a Senior IT Portfolio Manager join its award-winning, innovative technology team in ... revolutionizing public health IT. DIT has an opening for a Cyber Risk Analyst serving DOHMH Division of Information Technology Office of Cybersecurity. This… more
- SMBC (Jersey City, NJ)
- …own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's Operational Risk department in which Compliance participates. The role will manage ... Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department...methodology and interpreting results. + Present CRA results to senior 1LOD and 2LOD management, including an overview of… more