- US Bank (New York, NY)
- …**Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- JPMorgan Chase (Jersey City, NJ)
- … audit testing, and participate in applicable control and governance forums! As an Audit Manager , Vice President, in our Internal Audit group you will ... strengthen internal controls within our Asset Wealth Management team. Internal Audit is an...ability to establish credibility and build strong partnerships with senior business and control partners **Preferred qualifications, skills and… more
- City National Bank (New York, NY)
- ** SENIOR MANAGER IT PMO GOVERNANCE** **WHAT IS THE OPPORTUNITY?** The Senior Manager of IT Program Management Office (PMO) Governance defines and manages ... to enable effective decision making throughout the organization. The Senior Manager of IT PMO may lead...delivery methodologies and enterprise PPM tools + Knowledge of audit , risk and OCC regulatory frameworks **Compensation** Starting base… more
- M&T Bank (New York, NY)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Scotiabank (New York, NY)
- Senior Manager , US Finance Audit **Requisition ID:** 201571 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... every future! **Purpose** Lead and execute Financial and Regulatory Reporting related audits. Senior Manager leads and oversees audit coverage and… more
- Scotiabank (New York, NY)
- Senior Manager , US Treasury & Liquidity Audit **Requisition ID:** 190579 **Salary Range:** 106,400.00 - 203,600.00 _Please note that the Salary Range shown ... for every future! **Purpose:** Contributes to the overall success of the Audit Department in the US ensuring specific individual goals, plans, initiatives are… more
- US Bank (New York, NY)
- …team of audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology ... skills and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing… more
- CIBC (New York, NY)
- …contribute. To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Audit Senior - Wealth Management is responsible ... team members. The position will focus on the Wealth Management line of business audit portfolio,...+ Perform work under the direction of the Internal Audit Manager , which can include individual or… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** This role in US Wealth works closely with both the ... of focus will include the TDWMSI business and internal audit remediation's. In addition the Business Lead may work...where capacity is needed from time to time. The Wealth Operations Business Mgmt. Specialist also manages a diverse… more
- Morgan Stanley (New York, NY)
- …through three principal business segments: Institutional Securities Group (ISG), Global Wealth Management via Wealth Management (WM), and Asset Management. ... Business Risk team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be based in New York, NY or Baltimore, MD. The… more
- Scotiabank (New York, NY)
- Senior Manager , Governance, Policy and Reporting,...FIU, the GBM AML Risk team and US Internal Audit . **What You'll Do** + Ensures all aspects of ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , Governance, Policy and Reporting, Global AML (US) contributes to… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **Job Description:** This...delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working… more
- HUB International (New York, NY)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 16,000 employees in 750 ... in the mergers and acquisitions. We are seeking a Senior Account Executive for our Risk Management Commercial Lines...day-to-day basis with prompt responses to the client and manager , where applicable. + Conduct in-depth coverage reviews of… more
- CIBC (New York, NY)
- …States with seamless connectivity to our Capital Markets and Canadian Commercial & Wealth franchises. **JOB PURPOSE** The IT Senior Auditor is responsible for ... CIBC US provides tailored commercial and commercial real estate banking, private wealth management, personal and small business financial solutions, as well as… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk and New Initiatives, US Internal Control **Requisition ID:** 200806 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , First Line Operational Risk and New Initiatives, US Internal Control… more
- Scotiabank (New York, NY)
- Manager , Regulatory Reporting **Requisition ID:** 197290 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... together to drive ambition for every future! **Purpose** In this role as a Manager , Regulatory Reporting, you will contribute to the overall success of the US… more
- Morgan Stanley (New York, NY)
- …is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Complex Risk Officer. *DUTIES and RESPONSIBILITIES:* *Surveillance ... all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk...customer complaints and litigation * Together with the Complex Manager and Senior Complex Risk Officer, ensures… more
- Morgan Stanley (New York, NY)
- …market positions in each of its business segments- Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley, through its subsidiaries ... to corporations, governments, financial institutions, and ultra-high net worth clients. Wealth Management provides a comprehensive array of financial services and… more
- Morgan Stanley (New York, NY)
- …market positions in each of its business segments Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley, through its subsidiaries ... to corporations, governments, financial institutions, and ultra-high net worth clients. Wealth Management provides a comprehensive array of financial services and… more
- City National Bank (New York, NY)
- …policy and procedure assistance. + Special project assignment duty at the request of Senior members of the Manager Research team, such as periodic publications, ... OPPORTUNITY?** This position will work directly with the CNR Manager Research team to support and assist in Investment...and change log amongst approved strategies. + Represent the Wealth Management business first line of defense (1LOD) and… more