- Santander US (New York, NY)
- Senior Director , AML Compliance Model Validation New York, United States of America The Senior Director , Model Validation for Santander US ... be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and… more
- Citigroup (New York, NY)
- The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. The job requires a broad and comprehensive ... or global business. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for… more
- Citigroup (New York, NY)
- …regulatory and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US ... matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the...in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for… more
- Citigroup (New York, NY)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Senior Director is a senior management level position responsible for establishing ... firm-wide AML Risk Management policy and strategic AML Compliance Risk Management (ACRM), maintain the...structure potential solutions, and drive effective resolution with other senior stakeholders + Provide ongoing advice on new business… more
- Citigroup (Jersey City, NJ)
- …for the area. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for ... Provide adequate training to the Business lines and other AML Compliance employees, and, as needed, participate...of Data Science and Model Management leads teams of senior compliance professionals in the design, development,… more
- Ankura (New York, NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10… more
- Morgan Stanley (New York, NY)
- …communication of status, issue, and risk disposition to all stakeholders, including Senior Management. * Utilize strategic data analysis to inform program decisions, ... for implementation. *Qualifications* Required Experience: * 10 years of risk management, compliance , control, and/or audit experience in a Bank or financial services… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the Enhanced Due Diligence program. The ... Director will support the execution of the Firm's EDD...the implementation of internal policies, provide periodic reporting to senior stakeholders, and make recommendations to improve procedures governing… more
- Citigroup (New York, NY)
- …with functions that cover Information Security, Continuity of Business, Fraud, Data, Compliance , AML , and Records Management, along with the Operations and ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This… more
- SMBC (Jersey City, NJ)
- …for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into ... data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** _Experience/Knowledge:_… more
- SMBC (Jersey City, NJ)
- …Reporting to the Director , Sr. Manager, Analytics, in the Compliance Department, Americas Division, the Senior Data Analyst executes large-scale ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- American Express (New York, NY)
- …model surrounding it to drive excellence in payment execution. Reporting to the Director of Product Development, this role will help to build the next generation ... Strong understanding of the regulatory landscape affecting payment systems, including AML , KYC, OFAC, PSD2. + Payment scheme expertise: Proven experience with… more
- Scotiabank (New York, NY)
- …relationships for the portfolio + Collaborating with the Technology, Sales, Pricing, AML , Risk, Compliance , Internal Control teams (and other support functions) ... revenue, growth and customer satisfaction by: + Supporting the Director - US Business Deposit Products, the Product Owner(s),...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk,… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... also fit for purpose. The role reports to the Director , Global Markets Supervision (Equities), and will provide primary...policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct… more
- City National Bank (Jersey City, NJ)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more