- JPMorgan Chase (New York, NY)
- **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
- Citigroup (New York, NY)
- … Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - $194,760.00 ... to minimize risk within the business including leading critical control remediation projects to mitigate risk in Trading...line control , P&L production, Middle Office, Product Control or Investment Operations required + Equities … more
- TD Bank (New York, NY)
- …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : United States of America **Hours:** 40...required supervisory reviews and/or update existing reviews + Facilitates Trading Management's control , governance and adherence to… more
- Citizens (New York, NY)
- …sick or paid time-away policy of very local and state jurisdiction in the United States . #LI-Citizens4 Some job boards have started using jobseeker-reported data ... team is vital to upholding the integrity of institutional trading across equities , options, and fixed income...and Supervisory processes. + Design and execute a comprehensive control testing program to evaluate the effectiveness of compliance… more
- Bank of America (New York, NY)
- …loan and other structured equity financing products. Familiarity with US equity market regulations, exchanges/execution venues, clearing and settlement ... , Futures and Options, and Research. Products include cash equities (high touch and low touch electronic trading...+ Critical Thinking + Technical Documentation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- …Degree; Additional Desired Qualifications: Experience covering equity derivatives sales and trading **Shift:** 1st shift ( United States of America) ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Strong oral and written communication skills + Knowledge of equities and equity derivatives market structures +… more
- HSBC (New York, NY)
- …It's not mandatory but it is important to have Some level of experience with Equities Trading In compliance with applicable laws, HSBC is committed to employing ... any other trait protected by applicable law. **Job Field:** Technology **Primary Location:** North America- United States -New York-New York **Req ID:** 0000K22V more
- Citigroup (New York, NY)
- …Applications Support **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $109,120.00 - ... ** Equities Derivatives Production Support Team** **About the Role:**...support experience, as this role is based on the trading floor **Education:** + Bachelor's/University degree, Master's degree preferred… more
- Citigroup (New York, NY)
- … control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge ... Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- …Program Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $200,000.00 - ... motivate delivery in a co-operative and collaborative working environment across trading and support/infrastructure/ control functions + Excellent verbal and… more
- Citigroup (New York, NY)
- …Client Services **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $163,600.00 - ... The NAM Lead for Equity Finance Trading Technology is a...conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years of… more
- MUFG (New York, NY)
- …His/her primary focus will be on supporting the Head of Global Markets Credit and Equities Trading , based in NY. Candidate will assist in delivering on strategic ... Market survey for peer analysis Ensuring that a robust ** control and governance** framework is in place that allows...Acting as a core member of committees to represent trading desks alongside the Head of Global Markets Business… more
- Raymond James Financial, Inc. (New York, NY)
- …-FL-St. Petersburg-Saint Petersburg **Other Locations:** US -FL-St. Petersburg-Saint Petersburg, US -NY-New York-New York City, United States ... that are based out of other locations in the US For our hybrid work model, we expect the...**Job Summary:** As a Project Manager supporting the Global Equities and Investment Banking (GEIB) Technology division at Raymond… more
- Bank of America (New York, NY)
- …Knowledge of Operational Risk, Finance interaction, Risk & PnL support **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America and ... along with the power to make a difference. Join us ! **Job Summary** The Fixed Income, Currency and Commodities...is seeking a qualified individual to support the trade control for the Rates Trading Desk within… more
- Citigroup (New York, NY)
- … Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - $500,000.00 ... analysis across all locations. Candidates should possess strong Accounting and Risk & Control skills, extensive knowledge of the Equities Business (including… more
- TD Bank (New York, NY)
- **Work Location** : United States of America **Hours:** 40... US Equities Cash and Options, US Sales, Cross Asset Trading , Institutional ... is responsible for performing the supervision of sales, & trading & origination activities by conducting reviews, documenting findings,...Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity… more
- CIBC (New York, NY)
- …Officer is responsible for: 1) administering CIBC's policies and procedures relating to US Capital Markets Equities and Equity Derivatives businesses; (2) ... US Capital Markets Equity and Equity Derivatives sales and trading employees; 3)...Legal, Compliance and/or Regulatory covering Equities and Equity Derivatives Sales and Trading Desks; +… more
- Citigroup (New York, NY)
- …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 - $213,480.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
- Scotiabank (New York, NY)
- …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Citigroup (Jersey City, NJ)
- …Program Management **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $163,600.00 - ... activity across CCPs spanning data, controls, regulatory, reporting and it crosses trading , operations and product control processes. The second stream will… more