- Citigroup, Inc (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... within and across the NAM and LATAM clusters for the Surveillance Employee Licensing Compliance (SELC) team.Additional duties as assigned.Appropriately… more
- Bank of America Corporation (New York, NY)
- …Credit ("GMC") group within the Enterprise Credit organization.Responsibilities:* Within GMC, the Vice President will assist with the credit underwriting and ... the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five...midstream and downstream energy and metals & mining.* The Vice President will work closely with both… more
- Bank of America Corporation (New York, NY)
- …Margin Loans, Diversified margin Loans and Fully Collateralized Funding.Responsibilities:The Associate / Vice President will work closely with both senior and ... requests, and other ad hoc projects.**Role can be filled as Associate or Vice President based on experience/skillsetRequired Skills:* 3-5+ years of experience in… more
- Deutsche Bank (New York, NY)
- Job Description:Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - RatesCorporate Title Vice PresidentLocation ... (questions, problems, or proposals) related to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are… more
- Deutsche Bank (New York, NY)
- Job Description:Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - RatesCorporate Title Vice PresidentLocation ... (questions, problems, or proposals) related to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are… more
- Citigroup, Inc (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going… more
- Jefferies Financial Group (New York, NY)
- …Inter-Company bookings, clearing, corporate actions). Coordinate with Markets Advisory Compliance and Markets Surveillance on operational issues that ... Job DescriptionCompliance Officer - Operations & Regulatory Reporting OversightDescription:The desired...desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting Groups… more
- Citigroup, Inc (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... and procedures.Responsibilities:Partnering closely with SMB Central Operations Businesses, Product Compliance , Surveillance and PTOA teams to ensure appropriate… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... within and across the NAM and LATAM clusters for the Surveillance Employee Licensing Compliance (SELC) team. + Additional duties as assigned. + Appropriately… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
- Bank of America (New York, NY)
- Global Markets Credit Equities Credit Officer - Vice President /Associate New York, New York **Job Description:** At Bank of America, we are guided by a ... Loans, Diversified margin Loans and Fully Collateralized Funding. Responsibilities: The Associate / Vice President will work closely with both senior and junior… more
- Hackensack Meridian Health (Edison, NJ)
- …to transform healthcare and serve as a leader of positive change. The ** Vice President , Environmental Health, Safety & Emergency Management** develops, directs, ... with regulatory agencies. **Responsibilities** A day in the life of a ** Vice President , Environmental Health, Safety & Emergency Management** at **Hackensack… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... **Responsibilities:** + Partnering closely with SMB Central Operations Businesses, Product Compliance , Surveillance and PTOA teams to ensure appropriate central… more
