- ManpowerGroup (New York, NY)
- …coverage over the banks Swap Dealer Operations. **Job Title: Vice President , Compliance Monitoring & Testing (Swaps)** **Location: New York, NY ... top banking client is seeking a Vice President of Compliance Monitoring & Testing...rules and regulations. **What's Needed?** + 7+ years of swap dealer experience + Compliance Testing… more
- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is ... and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently on projects with… more
- TD Bank (New York, NY)
- …Core Compliance program as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes ... approach and the overall results and findings of the compliance testing review. + Build relationships with...firm. + Proficient in Word, Excel and PowerPoint The VP Compliance TDS oversees/leads a team(s) of… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") ... Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President...strong plus (but not required). + Experience in a Compliance Testing or Audit role focused on… more
- SMBC (New York, NY)
- …options, currency futures, treasury futures & options, etc Therefore, CM is seeking a Vice President within its Risk Management Department. The role will report ... risk governance framework across CUSO under FRB regulations. 2. Monitors the firms compliance with the Volcker Rule and produces monthly analysis. 3. Assists Group… more