- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Municipal Securities Compliance Advisory to join our ... York. The ideal candidate must have compliance advisory experience in Municipal Securities business lines and will focus on providing real-time compliance advice to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... under Investment Banking. Our Investment Banking professionals provide corporate and institutional clients with capital markets and banking advice and transaction… more
- TD Bank (New York, NY)
- …related subject matter expertise and input into GTB's payments product strategy. The Vice President , US Domestic Payments, Product Transformation is a member of ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is...directly to the Director, GTB Payments, Product Transformation. The Vice President , US Domestic Payments will act… more
- JPMorgan Chase (New York, NY)
- …to end billing of all services through improvements in operational workflows. As a Product Vice President in Pricing and Billing, you will be part of a dynamic ... function team is focused on performing front-to-back reviews of Securities Services products and operations with the aim of...businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
- JPMorgan Chase (Brooklyn, NY)
- …risk and extend liquidity in markets around the world. **Job Description** As a Vice President in the Securities Services Operations Finance Management team, ... a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...requests. The VP Sales and Trading TDS develops an institutional investor base in the US to fund the… more
- TD Bank (New York, NY)
- …Years of related experience **Preferred Qualifications:** + Seven or more years securities compliance or related securities experience required. + JD desirable ... in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products...capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution,… more
- Citigroup (New York, NY)
- …part of the Counterparty Credit Risk team (CCR), within the global Institutional Credit Management group (ICM). **Job Background/Context** ICM/CCR is a critical ... best practices where appropriate. ALD is a critical activity of Citi' Securities business, supporting the daily liquidity and inventory needs (hedging and funding… more
- TD Bank (New York, NY)
- …Compliance with a US broker dealer or regulator + Strong Knowledge of applicable securities laws, rules, and regulations with the ability to assess impact to the ... in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products...capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution,… more
- Citigroup (New York, NY)
- …etc. + Support clients' investor relations activities to enhance visibility to institutional investors and liquidity of client programs + Maintain a strong control ... or equivalent experience + Master's degree preferred **Job Family Group:** Institutional Sales **Job Family:** Investor Sales **Time Type:** Full time **Primary… more
- TD Bank (New York, NY)
- …stakeholders (SEC/FINRA/NFA/External Audit). **_Overall Purpose:_** The primary purpose of this Vice President role is to provide supervision and management ... of the overall Finance - Accounting Function within TD Securities and its subsidiaries which supports the reporting responsibilities...to the the US regulated entities which includes the institutional broker and swap dealers as well as key… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …advancing individuals based on their skills and talents. *Team Profile*: The Institutional Securities Lending Finance team is responsible for reviewing, ... Will*: . Coordinate and prepare lending metrics, reporting and analytics across all Institutional Securities businesses globally . Represent Institutional … more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Overview** SMBC is seeking a Vice President position to work in the Bank Accounting Department located in ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Jersey City, NJ. This Vice President will help to initiate, plan,… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Testing. The Vice President is responsible for execution of… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team in ... investment banking space, preferably in an advisory capacity. The Vice President will assist in the management...(i) public and private offerings of equity and debt securities . + Assist in the development and build out… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President , Accounting Policy Specialist. The Vice President ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …that conducts its business through three principal business segments- Institutional Securities , Wealth Management, and Asset Management. The Vice President ... (US Banks) on the US Banks Inter-Affiliate Team. The Affiliate Team Vice President position is responsible for supporting the US Banks' Internal Affiliate… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Vice - President for the Compliance Risk Assessment team ("CRA team") within the ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Morgan Stanley (New York, NY)
- …delivery of certain Alternatives risk-focused projects. In addition, the Senior Associate/ Vice President will perform data analysis, aggregation and reporting. ... (M/F/Disability/Vet). **Job:** **Asset/Investment Management* **Title:** *MSIM Alternatives Risk - Vice President * **Location:** *New York-New York*… more