- Morgan Stanley (Purchase, NY)
- …other Morgan Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * KYC Quality Control Reporting * **Location:** *New ... Stanley. *Role Description:* | Responsible for producing data, metrics and reporting for the KYC office quality program for internal stakeholders and… more
- TD Bank (New York, NY)
- …policies, standards and development of procedures, awareness and specialized training, monitoring, reporting and escalation of issues and events. This role leads the ... matter expertise in specialized functions to ensure integrity of oversight and control , escalate as required within mandate. Additionally, this role conducts regular… more
- JPMorgan Chase (New York, NY)
- …key milestones of the deal lifecycle, assist in audit/regulatory reviews, and resolve control issues while reporting . Additionally, you will engage in meetings ... queries + Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in...data + Ability to perform analysis to assess the quality and meaning of data + Preparing reports stating… more
- Mizuho Corporate Bank (New York, NY)
- …+ Implement, perform, and document QA reviews of AML Transaction Monitoring/ KYC /Sanctions cases to determine the effectiveness of control and ... Group. Summary The successful candidate will join the centralized Compliance Quality Assurance (QA) team within the Financial Crimes Compliance department. This… more
- NBC Universal (New York, NY)
- …+ Programming skills, able to automate, streamline, and enhance risk analysis and reporting processes. + Knowledge of KYC Compliance process, credit rating, ... including, risk identification, risk measurement and assessment, risk mitigation, risk reporting and monitoring, and risk governance. The NBCU properties the Risk… more
- Scotiabank (New York, NY)
- …day-to-day operations by partnering with GTB and key support and control functions + Onboard/offboard employees - seating plan, equipment needs, coordination, ... of ad-hoc requests from internal and external stakeholders + Contribute to reporting and expense management, partnering closely with Finance + Own and execute… more
- Citigroup (New York, NY)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years ... reporting for clients + Manage SACA (Secured Account Control Agreement) process and execution from start to finish...+ Work with extended banking teams to help complete KYC and other due diligence needed when onboarding complex… more
- Insight Global (New York, NY)
- …needs to be reviewed by Banks own auditors and be considered documents of high quality by regulators Audit IT processes used in AML system being used at the Bank ... used as part of AML processes (eg, transaction monitoring, sanctions screening, KYC , etc.) and applications and the interaction with IT systems that support… more
- Citigroup (New York, NY)
- …expectations. + Actively supports a Private Banker in delivering consistently high- quality banking, credit, trust, fiduciary, capital markets and investment services ... fraudulent transactions. + Take ownership of client investigations (eg, statement reporting issues and pricing inquiries) and collaborate with operational and middle… more
- Morgan Stanley (New York, NY)
- …or documentation for new and existing clients to effectively support the firm's KYC program including but not limited to: Manage the implementation of internal ... policies, provide periodic reporting to senior stakeholders, and make recommendations to improve...Operational support of the CDD Program. Strong knowledge of control frameworks and the ability to design and evaluate… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …and benefits to help employees advance their careers and enhance the quality of their lives. Our experiential learning and development program ensures employees ... Bank Secrecy Act (BSA), Anti-Money Laundering (AML) regulations, Know Your Customer ( KYC ) and Customer Due Diligence (CDD) requirements, USA Patriot Act, and Office… more