- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- Neuberger Berman (New York, NY)
- …and annual compliance training and assist with content updates + Participate in compliance testing as part of the firm's overall Investment Advisers Act Rule ... Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will...In this role, the primary focus is surveillance and monitoring , with opportunities to contribute to collaborative projects across… more
- Tutor Perini (New York, NY)
- … monitoring construction activities + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... and audits of construction activities, materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report… more
- Tutor Perini (New York, NY)
- … monitoring construction activities** + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... and audits of construction activities, materials, and processes to verify compliance with project specifications and regulatory requirements. + Document and report… more
- SMBC (Jersey City, NJ)
- …suites. + **Model governance and validation support** Establish robust validation, back- testing , and monitoring processes for macro models; collaborate with ... **macroeconomic models and scenario generation frameworks** used for CCAR/DFAST stress testing and Credit Loss provisioning (CECL/IFRS9). The role will design,… more
- Tutor Perini (New York, NY)
- …and workplace violence claims and forwards to Human Resources. + Ensures compliance with all environmental, health and safety regulations, and keeps abreast of ... conducting daily site inspections. + Assists Project Management with monitoring of the job specific safety plan. + Review...Director. + Sets up job-specific safety orientation and drug testing appointments for new craft employees. + Creative and… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- Snap Inc. (New York, NY)
- …contributing to a culture of integrity, this role is for you. What you'll do **:** + Compliance Monitoring & Testing : Perform monitoring and testing ... compliance program elements such as risk assessments, investigations, training, monitoring , and testing . Minimum Qualifications: + Bachelor's degree in a… more
- ADP (Roseland, NJ)
- …of controls. The Director of Data Analytics for Global Compliance 's Program Monitoring will build, enhance and lead the testing and analytics foundation of ... **ADP is Hiring a Director Data Analytics & Program Monitoring , Global Compliance ** We are seeking a...Enterprise Risk + Review and enhance the Legal and Compliance Risk/Controls Taxonomy. + Implement appropriate controls testing… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including transaction monitoring and case… more
- Capital One (New York, NY)
- Senior Business Director - Network Surveillance Monitoring and Regulatory Strategy We are seeking a highly experienced strategic and execution-oriented Senior ... Director to lead our AML Network Surveillance Monitoring , Regulatory Strategy & Integration team within the 2nd Line of Defense. This pivotal role will be… more
- MUFG (Jersey City, NJ)
- …Summary:** We are seeking a Vice President to lead our Continuous Control Monitoring (CCM) program within the Cybersecurity GRC organization. This role will design ... and implement automated control testing capabilities that provide real-time assurance across critical technology and security domains. The ideal candidate combines… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Director. The… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Vice President.… more
- TD Bank (New York, NY)
- …(COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance programs (ie, risk assessments, 2nd line oversight of business monitoring and testing programs, new business initiatives), including frameworks,… more
