- Ankura (New York, NY)
- …with the PCAOB, SEC , or other regulators on auditing, accounting, financial reporting , and independence matters. You will also have the opportunity to provide an ... In addition, we have former senior officers from the SEC Division of Enforcement, certified public accountants, including many...Overview: Ankura Consulting has a full-time position for a Director / Senior Director in its Audit… more
- Citigroup (New York, NY)
- …products such as loans, securities, deposits and derivatives. Strong familiarity with GAAP/ SEC financial reporting . **Job Family Group:** Finance **Job Family:** ... The Regulatory Reporting role is a senior management position within...up through the Global Head of Regulatory and Capital Reporting . The individual will enable remediation of critical gaps… more
- Grant Thornton (New York, NY)
- …Audit or Transaction Advisory Services + Current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions + Purchase ... As a Valuation & Modeling - Real Estate - Managing Director , you'll assist clients by leading teams that apply traditional and cutting-edge valuation approaches and… more
- CIBC (New York, NY)
- …allocation to client accounts + Controls proper capture of trades for regulatory reporting + Primary interface between desk and downstream support teams + Maintains ... incoming and outgoing recall and segregation coverage Risk Management & Reporting within Securities Lending Work with internal technology teams (Risk Management,… more
- Tradeweb (New York, NY)
- …businesses, products, and revenue streams. + Establish standardized analysis and reporting requirements for internal reporting to provide visibility to ... + Act as financial ICD subject matter expert for regulatory, tax, and SEC compliance. **Qualifications** + 10-15 years of experience in FP&A, Mutual Fund… more
- SMBC (Jersey City, NJ)
- …Risk Assessment team ("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control ... Additionally, a functional knowledge of either US securities/commodities laws and regulations ( SEC , CFTC, FINRA) or US banking regulations (eg, Federal Reserve) and… more
- Citigroup (New York, NY)
- …sales environment in relation to US Regulatory Rules as defined by FINRA and the SEC . The position is for a highly energized, dynamic professional who is ready to ... Control and Legal Departments. The position will report to the Director responsible for the team. **Responsibilities:** + Responsible for operating, developing,… more
- Warner Bros. Discovery (New York, NY)
- …at a publicly traded company is highly preferred. + Experience handling SEC /public company reporting or environmental, social, governance (ESG) reporting ... of the Office of the Corporate Secretary and general corporate governance and reporting activities associated with the board of directors of a global publicly-listed… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …and functions in providing legal support on public company securities reporting and corporate governance compliance. Responsibilities will include the following: + ... and committees (ie, agendas, minutes, resolutions, corporate governance reviews, director independence, related party transactions) + Support preparation and filing… more
- SMBC (Jersey City, NJ)
- …with the stakeholder SMEs across the bank and will report to the Director of Regulatory Change Management. **Qualifications and Skills** + Bachelor's degree or ... regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC, CFTC, NFA, FINRA, SEC , MSRB). + Experience working with regulators, specialized regulatory consulting firms… more