- SMBC (Jersey City, NJ)
- …appropriate governance and oversight groups. The role will also support the Regulatory Control Governance team by leading and supporting corrective ... Associate is responsible for ensuring a sound financial regulatory reporting function under a strong internal control...also has close interactions with other finance, risk, data governance and IT leaderships in the bank. Support all… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Institutional Consulting Strategic Governance Associate * **Location:** *New York-New York* ... and obtain consensus on proposed design and implementation of control or governance processes. . Project management...governance framework over time. . Assist in maintaining regulatory program(s), as needed. . 2-5 years of relevant… more
- JPMorgan Chase (New York, NY)
- … function is responsible for the first-line critical review of internal and regulatory governance materials in keeping with the OCC's Heightened Standards for ... and third-line review. As a Financial Analysis - Senior Associate within the Lead Bank Legal Entity Governance...stakeholders while compiling the information to support the various governance and regulatory plan documents of JPMCB… more
- JPMorgan Chase (Jersey City, NJ)
- …and monitor risks and implement effective controls. Your role in risk identification, control evaluation, and security governance is crucial in advising on ... team to navigate complex risk landscapes and fortify technology governance , making a pivotal impact in our firm's robust...risk strategy. As a Tech Risk & Controls Senior Associate in Enterprise Technology, Cybersecurity & Tech controls, you… more
- MUFG (Jersey City, NJ)
- …that triggered the deviation, and suggesting corrective and preventive remedies. The PECO QA Governance Associate Vice President brings 5 to 8 years of business, ... recruitment team will provide more details. **Job Summary:** The Project Enablement Control Office - Quality Assurance group (PECO QA) leverages extensive experience… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP, CD & Sales Enterprise Governance _,_ Analytics & Insights is responsible for the development and enhancement of a ... trends and action items. Providing those insights to the various impacted Governance and 1LOD cross functional business teams. + Streamline and strengthen metric… more
- SMBC (Jersey City, NJ)
- …appropriate governance and oversight groups. The role will also support the Regulatory Control Governance team by leading and supporting corrective ... **Qualifications and Skills** + Min 3-5 years knowledge and experience in regulatory reporting and/or financial industry control environment through monitoring… more
- SMBC (Jersey City, NJ)
- …fit for purpose for regulatory reporting. The role will also support the Regulatory Control Governance team by leading and supporting corrective action ... **Qualifications and Skills** + Min 3-5 years knowledge and experience in regulatory reporting and/or financial industry control environment through monitoring… more
- JPMorgan Chase (New York, NY)
- …Execute and implement business controls priorities and strategy. + Manage the risk and control governance framework and reporting. + Drive business control ... we develop and implement the first line of defense governance and controls for the Commercial & Investment Bank....role. **Job Responsibilities:** + Represent Front Office interests in control and regulatory initiatives. + Provide guidance… more
- Morgan Stanley (New York, NY)
- …through a comprehensive framework of policy setting, risk identification and control implementation in response to market, counterparty, regulatory , economic ... its workforce (M/F/Disability/Vet/ **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *FID, Business Control Unit, Credit Products - Associate /VP* **Location:**… more
- SMBC (New York, NY)
- …Managing Director, Associate General Counsel. **Role Objectives** + Provide US bank regulatory advice to business and control functions of the bank and its ... trading, and intercompany transactions. + Advise on applications, reports, and other regulatory submissions to US Federal and State banking regulators. + Participate… more
- TD Bank (New York, NY)
- …key market risks in all trading portfolios in TDS through the identification, understanding and control of these risks. The Associate - Risk TDS will serve as a ... Keeps abreast of new risk management techniques and industry literature + Demonstrates governance , control and risk management behaviors in alignment with TD… more
- Wells Fargo (New York, NY)
- …and preparing or assisting in the preparation of comment letters on proposed regulatory changes. The Associate General Counsel for Technology will manage and ... **About this role:** Wells Fargo is seeking an Associate General Counsel to become a member of the Technology, Digital & Innovation Section within the Corporate &… more
- Morgan Stanley (Purchase, NY)
- … control and report on the current and emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Conduct ... quantitative, and problem-solving skills. * Risk management experience including governance , reporting, policy procedure review, audit/ regulatory support. *… more
- Meta (New York, NY)
- …of Meta as a whole. **Required Skills:** Privacy Issue Management Delivery Associate Responsibilities: 1. Drive the day-to-day execution of the Issue Management ... 8. Supporting the expansion of Issue Management into the coverage of control -related issues. 9. Support ongoing planning as Issue Management continues to bring… more
- JPMorgan Chase (Jersey City, NJ)
- …join the Chief Data & Analytics Office Audit team. As a Senior Internal Audit Associate on the Chief Data & Analytics Office team, you will be responsible for ... assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across the CDAO organization. CDAO governs and… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Associate Director of Nursing is responsible for the management and oversight of nursing practice for assigned clinical areas. S/he has ... with contractual agreements, and supports positive employee-management relationships. The Associate Director of Nursing is responsible for the management of… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in alignment with ... of TD Securities, is looking for an Equity Research Associate to join its Healthcare, Biotechnology team in New...control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management… more
- JPMorgan Chase (New York, NY)
- …in a timely manner. + Prepare team reporting for management including monthly governance metrics, control forum presentations, reports and other deliverables. + ... mitigation. + developing policies, procedures, and standards aligned to meet all regulatory and firmwide control standards. + Demonstrated experience in… more
- Federal Reserve Bank (East Rutherford, NJ)
- …sanctions risks of international cash distribution. **Your role as Compliance & Ethics Associate :** + Conduct Know Your Customer and other due diligence on current ... Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC) guidelines. + Experience with AML software systems and tools for… more