- LA Care Health Plan (Los Angeles, CA)
- Advisor Compliance Policy and Regulatory Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, ... net required to achieve that purpose. Job Summary The Advisor Compliance Policy and Regulatory is responsible for managing, developing, and implementing… more
- Citigroup (Los Angeles, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Hatch (Los Angeles, CA)
- …look forward to hearing from you. Hatch is seeking a Health and Safety Advisor , experienced in all aspects of heavy industrial construction, for our project located ... project and construction management, develop and implement the project health and safety policy , safety management plan and standards. Ensure it is aligned with the… more
- Bank of America (Los Angeles, CA)
- …business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and ... + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + Coach… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... The Corporate Finance Lead will serve as a direct report and strategic advisor to the Division Executive and is responsible for identifying, qualifying, and… more
- City National Bank (Los Angeles, CA)
- …identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy , and general ... of the Bank. CRR also serves as an internal advisor to lending units and credit administration / risk...process changes as related to credit risk management activities, regulatory statutes, credit policy and general credit… more
- Bank of America (Los Angeles, CA)
- …business objectives and contributes to market profitability by influencing Private Wealth Advisor business practices in ways that minimize regulatory , financial, ... our Private Wealth advisors, and clients to ensure full compliance with laws, and policies while focusing on the...partnering with the Regional Managing Director and coaching the Advisor . Their functions are related to the Regional Managing… more
- Wells Fargo (El Segundo, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... a conclusion for more complex matters + Identify opportunities to mitigate legal, regulatory , reputational, and financial risks + Lead the strategy to gain insight… more
- City National Bank (Woodland Hills, CA)
- …offering, particularly those catered to Preferred, personal, or small business clients. * Regulatory / Compliance - strong understanding of the regulatory ... personal clients. They will act as a trusted strategic advisor , providing financial advice & consistently connecting client needs...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... meet the unique needs of advisors and clients + Ensure adherence with compliance regulations and policies within Business Growth Strategy functional area + Partner… more
- Wells Fargo (Woodland Hills, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... marketplaces to meet the unique needs of customers + Ensure adherence with compliance regulations and policies within Business Growth Strategy functional area + Make… more
- Citigroup (Cerritos, CA)
- …through converting referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Providence (Santa Monica, CA)
- …all departments. Participates in the development of strategic plans and programs. Assures compliance with all state and federal laws and other regulatory ... and retain staff. + Counsels employees and ensures adherence to health center policy and practice. + Conducts regular evaluations of performance on a timely basis.… more
- KBR (El Segundo, CA)
- …lifecycle and associated processes to include legal practices, policy , and regulatory development, review, and compliance to support the Hemisphere program. ... future concept development, and integration activities -Serves as a technical advisor and assists the Government on cost, schedule, and performance matters… more
- Citigroup (Los Angeles, CA)
- …basis, ensuring the appropriate compliance deliverables are met + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Singer Vehicle Design (Torrance, CA)
- …bilingual in Spanish._ **Essential Functions** Employee Relations: + Serve as a trusted advisor to leadership and employees on a wide range of HR-related matters, ... administer the employee benefits programs in the US, ensuring competitiveness and compliance with regulations. + Partner with benefits brokers and vendors to… more
- Fox Rothschild LLP (Los Angeles, CA)
- …**SUMMARY:** The Chief Human Resources Officer (CHRO) will act as a key advisor to Firm leadership and a valued contributor on the executive team regarding ... aspects of human resources and the human resources department, including legal/ regulatory compliances in all markets where the Firm operates, recruiting, performance… more