- Livingston International (Tonawanda, NY)
- Regulatory Advisor Join Livingston and grow your career in the constantly changing world of international trade. Livingston is a market leader offering customs ... Job Type: Full Time Location: REMOTE - USA JOB SUMMARY The Regulatory Advisor is responsible for managing internal compliance with focus on providing technical… more
- Bank of America (Williamsville, NY)
- Merrill Financial Solutions Advisor - Western NY Buffalo, New York;Batavia, New York; Pittsford, New York; Williamsville, New York **Job Description:** Merrill ... Banking, and Investment and Life Priority (TM) solutions + Partners with Financial Advisor teams to build their network by sharing relevant market developments and… more
- Edward Jones (Cheektowaga, NY)
- …the competition simply can't: our unique branch-team business model. One financial advisor and one branch office administrator entirely focused on building client ... our sole profit center. And as an Edward Jones advisor , you're at the helm. That's why we provide...streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines. + Engage the branch… more
- Veolia North America (Tonawanda, NY)
- …(WIPs) and select appropriate approvals codes. When needed, consult with Technical & Regulatory Specialist(s) for support in creation of new, complex WIPs and for ... decisions on appropriate approval codes (as well as creation of new approvals for Veolia or 3rd party facilities) + Take customer requests for service and pick ups. Manage the creation of jobs and tickets. Work with the customer to obtain all required… more
- Citizens (Lockport, NY)
- …colleagues. The Private Client Relationship Manager, along with a Private Client Financial Advisor or High Net Worth Wealth Advisor , and Certified Financial ... the breadth of Citizens solutions across banking, lending, and partner with the Advisor for investments to help clients reach their financial goals + Introduce… more
- Citigroup (Getzville, NY)
- …ICG Markets Operations and helps mitigate credit risk and comply with regulatory requirements through the completion of core responsibilities that include: (i) ... escalation of exceptions (fails/cash breaks/margin disputes, etc) and (iv) regulatory compliance through collecting/posting of eligible collateral, completing portfolio… more
- Citigroup (Getzville, NY)
- …by preparing and recording financial transactions for legal vehicle and regulatory reporting purposes, updating the general ledger, recording financial transactions, ... in accordance with management reporting requirements, for legal vehicle & regulatory purposes. + Identify and appropriately highlight / escalate potential issues… more