- Bloomberg (New York, NY)
- …the Risk and Compliance Policy Officer, you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance ...work creatively and efficiently, to assist with building a policy programthat's practical, risk -focused, and conscious of… more
- S&P Global (New York, NY)
- …provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer, including support for the ... members of the Compliance & Risk senior management team, and...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- S&P Global (New York, NY)
- …personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy ... use):** 15 **About the Role/** **The Team:** Lead the Global Risk and Internal Control Function for...Employment at S&P Global is contingent upon compliance with the Policy . **Equal Opportunity Employer**… more
- Bank of America (Pennington, NJ)
- … and Operational Risk . Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management ... the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise...responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk… more
- S&P Global (New York, NY)
- …significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in divisional and cross ... Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- American Express (New York, NY)
- …heard and feels like they belong. Join Team Amex and let's lead the way together. The Global Risk & Compliance (GRC) Organization is an independent risk ... compliance with regulatory expectations. **The Vice President, Global Commercial Services Risk Officer will:** +...the "Know Your Rights" poster and the Pay Transparency Policy Statement. If the links do not work, please… more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) -...frameworks and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... Operations, etc.). This position is in the Market Risk Management team covering Global Mortgages and Securitized Products trading desks. In addition to providing… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance, ... and/or global management and direction of applicable market related risk management functions within a specific product area. Key responsibilities include… more
- Bank of America (Pennington, NJ)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …is responsible for the execution of the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise Policy and the ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Bank of America (New York, NY)
- …Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy , the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy , the Operational Risk Management - Enterprise … more
- Federal Reserve Bank (New York, NY)
- …and/or non-financial risks, such as market risk , credit risk , operational risk , compliance risk , internal audit and IT/Cyber. + Working knowledge of ... the supervision of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies.… more
- Citigroup (New York, NY)
- …+ Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and ... Serves as a senior compliance risk officer for Independent ...program framework. This role will be part of the Global Privacy and Responsible Data compliance team… more
- Citigroup (New York, NY)
- …and practices for ICRM. + Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring ... Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team… more
- Citigroup (New York, NY)
- …of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a ... accuracy of the implementation of the Control Framework, including Risk Control Policy , Control Standard, Issue Management...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56629 Job Title: Governance Risk and Compliance Program Manager Sector: Program Administration Employment Category: Regular Employment Type: ... SUMMARY IRC is seeking an experienced Information Security Governance, Risk , and Compliance (GRC) Manager to lead...to lead and enhance the GRC function within the Global Information Security (GIS) department. Reporting directly to the… more