- TD Bank (Portland, ME)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- TD Bank (Portland, ME)
- …_The Governance & Control Specialist is a member of the 1B controls testing team, responsible for control testing of consumer regulations. This is ... providing mentorship and guidance based on knowledge of consumer compliance and controls . Primary responsibilities will include compliance control testing and… more
- TD Bank (Portland, ME)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our… more
- Wipfli LLP (South Portland, ME)
- …teams. Internal Controls & Compliance + Design, implement, and monitor internal controls over financial reporting to ensure compliance with US GAAP. + ... home, Wipfli offers a career-defining opportunity. Job Summary: The Manager , Technical Accounting oversees complex accounting matters, ensures strict adherence… more
- TD Bank (Portland, ME)
- …The Risk Manager I is expected to ensure sound credit control by proactively managing risks within the bank's guidelines and fostering effective communication ... **Department Overview:** Team provides a strong focus on governance, control , and risk management behaviors that align with TD's...that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification,… more
- KeyBank (Portland, ME)
- …in their financial wellness and achieve their goals. The Branch Manager is accountable for branch operations and compliance by providing direction and guidance ... and businesses in our Key Bank communities. The Branch Manager builds, coaches, develops, leads, and motivates a team...and direction to branch team to ensure compliance of regulatory , security and internal controls , which includes… more
- GE Aerospace (Auburn, ME)
- …with other insurance products Responsible for driving technical accounting compliance, financial and operational internal controls , process simplification, and ... to the Finance teams and the organization on statutory accounting, filings and regulatory requirements. Assist financial reporting teams as required to ensure… more
- TD Bank (Lewiston, ME)
- …Skills:** + Prior AML (Anti-Money Laundering) investigations experience, within a financial institution or regulatory environment + Strong knowledge of ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** **_Our team currently… more
- Bank of America (Scarborough, ME)
- Financial Solutions Advisor - Maine / New Hampshire Markets South Portland, Maine;Concord, New Hampshire; Scarborough, Maine; Hanover, New Hampshire; South Portland, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/South-Portland/ Financial -Solutions-Advisor Maine New-Hampshire-Markets\_25033161) **Job Description:** At Bank of America,… more
- TD Bank (Lewiston, ME)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRM Investigations is responsible for ... proactive initiatives, 314a/314b, and internal referrals. The Senior AML Financial Crime Risk Investigator conducts holistic reviews of client relationships;… more
- WSP USA (Portland, ME)
- …WSP is currently initiating a search for a **Senior Geotechnical Engineering Manager ** for our **Merrimack, NH** office. Candidate will be involved in projects ... and presentations explain research, findings, and recommendations to prevent, control , restore, or address design, and/or construction issues or opportunities.… more
- TD Bank (Portland, ME)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience with regulatory ... Programs + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed… more
- TD Bank (Portland, ME)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... risk-based oversight and challenge of the design & operating effectiveness of controls relative to core business processes through review of Key Indicators, Risk… more
- TD Bank (Portland, ME)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …evaluating, documenting, and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for ... established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight...execution of control testing, identification of findings, and delivery of high-quality… more
- TD Bank (Portland, ME)
- …+ Leads the development, maintenance, and enhancement of policies, procedures, and desk-level controls to comply with regulatory and firm requirements + Acts as ... and operational oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities.… more
- TD Bank (Falmouth, ME)
- …responsible for supporting business information management needs for Customer Advocacy, 1A Financial Crimes and Community Lending & Development. Role may also be a ... relevant experience from a business administration, statistical, mathematical, scientific or financial background + Advanced knowledge of various data sources, tools… more
- TD Bank (Saco, ME)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more