- HTC Global Services Inc (Iselin, NJ)
- …& Long Term Disability Insurance, and a variety of other perks. We are seeking an experienced SEC Compliance Data Analyst with a strong background in ... of 8+ years of experience as a Data Analyst . + Strong knowledge of SEC Compliance Regulatory Reporting processes, including Large Shareholder Disclosure,… more
- Guardian Life (Trenton, NJ)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Raymond James Financial, Inc. (Trenton, NJ)
- …support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered for candidates with ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- Norstella (Trenton, NJ)
- …process gaps, lead optimization initiatives, and ensure all work adheres to ethical data handling and best practices in compliance + Assist with development ... Senior Analyst II, Domain (Clinical & Commercial Development) Company:...Norstella is a premier and critical global life sciences data and AI solutions provider dedicated to improving patient… more