- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with appreciable latitude for unreviewed actions or decisions. Recommends process improvements for internal audit processes and procedures in order to improve ... area by developing audit programs. + Propose audit objectives, scope, procedures and internal control...+ Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …success and operational effectiveness. Lead cross-functional initiatives to improve advisor onboarding and retention. + **Project & Change Management:** Manage ... requirements. Monitor progress, track milestones, and provide regular updates to senior leadership. + **Compliance & Risk Management:** Ensure all transition… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …collaborating with team members and firm stakeholders across investment research/diligence, advisor and client education, and operational support to provide a ... financial advisors and clients who use it. + Provides best-in-class financial advisor service through inbound phone coverage and emails regarding the CAS platform.… more