- Texas Capital Bank (Richardson, TX)
- …level deficienciesAnalyze and review team process (with Manager oversight) to ensure compliance with all operational proceduresAssist management with various ... Management in self- identifying risks and opportunities to mitigate risk and/or enhance client experienceAssemble weekly/monthly metrics reports to test/measure… more
- Bank of America Corporation (Plano, TX)
- …to make a difference. Join us!Job Description:This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line ... of defense compliance and operational risk oversight for Credit Risk . Key responsibilities include ensuring requirements of the Global Compliance … more
- Bank of America Corporation (Plano, TX)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management...Compliance - Enterprise Policies and the Enterprise Fraud Risk Management Standards.The Global Financial Crimes ("GFC") Specialist… more
- Crowe (Plano, TX)
- …grow with us! Job Description:Bank Compliance Risk SpecialistAs a Bank Compliance Risk Specialist , you will assist our clients with transforming ... their governance, embedding risk in their decision-making, and maintaining efficient compliance...sets demanded in today's market.You will be responsible for:Providing risk management and operational internal audit services… more
- Capital One Financial Corporation (Plano, TX)
- …United States of America, Richmond, VirginiaPrincipal Risk SpecialistAs a Principal HR Risk Specialist in Capital One's Human Resource Business Risk ... evolves to meet the ever-changing landscape, so do our risk specialists. A successful risk specialist...Advisors and Risk Operations team according to Operational Risk Management Standards; Learn and understand… more
- Bank of America Corporation (Addison, TX)
- …and Enterprise Correspondence Operations.Responsibilities:Oversees the design and effectiveness of the risk and control environment to support Client Operational ... for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or...POP data entryPartnering and leading discussions with ETS Management, Risk & Compliance , and other SPI content… more
- Bank of America Corporation (Plano, TX)
- …management and/or LOB experience.Responsibilities:Oversees the design and effectiveness of the risk and control environment to support Client Operational ... existing controls should be deployed.Develop and maintain effective partnership with business, compliance and risk teammatesDemonstrate the ability to be a… more
- Bank of America Corporation (Plano, TX)
- …(GCAOO) delivers credit fulfillment, service and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring ... market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational support by monitoring the completion of critical customer due diligence… more
- Bank of America Corporation (Plano, TX)
- …for Data, Digital and Global Marketing sponsored change Support key business risk management activities to drive compliance with Enterprise Change Management ... job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function… more
- Bank of America Corporation (Plano, TX)
- …with auditors, business and support leaders.Required Skills:5+ years of risk management, compliance , and/or Anti-Money Laundering relatable experienceDesired ... (GCAOO) delivers credit fulfillment, service and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring… more
- Bank of America Corporation (Plano, TX)
- …and program oversight activities, regular engagement with Workspace Management and Global Compliance and Operational Risk , and continuously evaluating ... to identify improvement opportunities.Responsibilities:Oversees the design and effectiveness of the risk and control environment to support Client Operational … more
- Bank of America Corporation (Plano, TX)
- …auditors, business and support leaders.Required skills:2-5+ years of Anti Money Laundering, Risk , Audit and / or governance and compliance backgroundDemonstrated ... (GCAOO) delivers credit fulfillment, service and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring… more
- Bank of America Corporation (Plano, TX)
- …such as thematic reviews. Responsibilities:Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or...of relevant work experience in technology internal control, audit risk or compliance for a large and… more
- Bank of America Corporation (Plano, TX)
- …audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to evaluate the control ... mentoring team members.Responsibilities:Executes audit strategy for the sound application of risk -based auditing by defining audit scope and audit programs, and… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Federal Reserve Bank of Cleveland (Dallas, TX)
- …and Foreign Banking Organization (LFBO) dedicated supervisory team to serve as the risk specialist responsible for assessing the firm's enterprise Legal and ... Letter 19-3. Finally, the candidate should have experience in Compliance Risk Management Programs and Oversight at...of enterprise risk management, board effectiveness, independent risk management, operational risk , management… more
- Bank of America Corporation (Dallas, TX)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... of compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global … more
- Bank of America Corporation (Dallas, TX)
- …function and enterprise level.The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal ... and operational risks in alignment with the Compliance and Operational Risk Management...Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification of themes and trends… more
- Wells Fargo (Irving, TX)
- …Senior Independent Testing Specialist will be accountable for executing independent operational and compliance risk control testing focusing on emerging ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Irving, TX)
- …of relevant experience in regulatory reporting and risk management (includes compliance , financial crimes, operational risk , internal audit, legal, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
