- HUB International (Dallas, TX)
- …within a rapidly expanding legal and compliance department. The SVP, Compliance and Risk Officer , Hub Retirement and Private Wealth ("RPW"), will be ... Senior Vice President Compliance & Risk Officer , Retirement &...the design and implementing controls and processes to ensure compliance with all applicable regulatory and portfolio… more
- Strategic Focus Recruiting (Dallas, TX)
- …that improves outcomes. Oversee investment activities and manage organizational assets. Ensure compliance with legal , regulatory and funding requirements. 3. ... Chief Financial Officer / Chief Strategy OfficerEmployer Details:Dallas/Fort Worth Based... Compliance and Risk Management: Ensure compliance with all federal, state and local regulations, as… more
- Strategic Focus Recruiting (Dallas, TX)
- …that improves outcomes. Oversee investment activities and manage organizational assets. Ensure compliance with legal , regulatory and funding requirements. ... Chief Financial Officer / Chief Strategy Officer Employer...Compliance and Risk Management: Ensure compliance with all federal, state and local regulations, as… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance (RAC) team… more
- Citigroup (Irving, TX)
- …across the business, executive leadership and key functional support areas like Regulatory Affairs, Communications, Legal , Compliance , Control, in-business ... The Regulatory Risk Officer is a strategic...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Irving, TX)
- The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role ... **Education:** + Bachelors/University degree, Master's degree preferred Role is in the Legal - Regulatory Requirements and Obligations Program Office team.… more
- Citigroup (Irving, TX)
- The Legal Support Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... to gather information and works closely with the team's management to determine legal solutions + Continuously stays informed of regulatory changes, new… more
- Robert Half Finance & Accounting (Allen, TX)
- Description We are seeking a Bilingual Spanish Compliance Officer to join our team in the banking industry in Allen, Texas. The Compliance Officer will ... Responsibilities: * Serve as the primary contact for all regulatory compliance matters within the organization. *...possess a minimum of 3 years experience in a Compliance Officer role within the banking industry… more
- Citigroup (Irving, TX)
- …Reg B, SCRA, MLA, FCRA and Fair Lending requirements. + Certified Regulatory Compliance Manger (CRCM) certification strongly preferred. + Demonstrated knowledge ... 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent...of regulatory compliance requirements of Retail Banking and… more
- Citigroup (Irving, TX)
- …and monitoring of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure ... Serves as a compliance risk officer for Independent ...or other control-related function in the financial services firm, regulatory organization, or legal /consulting firm, or a… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... focus + The role requires knowledge of the following compliance processes: + Regulatory Change Management +...assigned as required. **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line of ... and reporting of compliance testing reviews and compliance and regulatory issue validation activities for...area of focus **Education:** + Bachelor's degree; experience in compliance , audit, legal or other control-related function… more
- Matter Family Office (Dallas, TX)
- …affect not only you, but others in the organization. YOUR RESPONSIBILITIES: The Chief Compliance Officer position is an opportunity to lead and oversee Matter ... a solution-focused posture, focusing on how to achieve business results within legal and regulatory requirements. + Carefully balances a collaborative,… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting **Branded Cards Product ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- HCA Healthcare (Dallas, TX)
- …Bylaws, ethical compliance , corporate rules and regulations, and all external regulatory agencies including, but not limited to, JCAHO, PRO, Federal and State ... and the United Kingdom. We are looking for an Assistant Chief Medical Officer for our Medical City Dallas team where excellence creates excellence. **Benefits**… more
- Wells Fargo (Irving, TX)
- …experience, education. **Desired Qualifications:** + Knowledge and understanding of audit, regulatory compliance , or risk management. + Experience with ... to understand and assess residual risks. + Collaborate with legal , audit, compliance , and business partners to...Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk… more
- Wells Fargo (Irving, TX)
- …direct experience in risk management. + Knowledge and understanding of audit, regulatory compliance , or risk management. + Experience with RCSA-based testing ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Citigroup (Irving, TX)
- …of Directors, senior management, businesses, legal entities and other functions on legal and regulatory issues and for reporting, escalating, and resolving ... Citi Legal is an integrated, global function responsible for...Based in Irving, Texas, or Tampa, Florida the Ethics Officer (a VP) will report to a Director in… more
