- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** We are seeking a Regulatory Reporting Quality Assurance Advisor to own the performance, independent validation ... implements training programs, materials, and events to meet quality requirements, ensure compliance with legal standards, and align with CoSA/LOB and Enterprise… more
- Truist (Dallas, TX)
- …of professionalism, client service and responsiveness. 9. Work within the existing audit, compliance and regulatory framework in order to ensure a high quality, ... resource for clients, their attorney's and CPA's. 11. Work within the existing audit, compliance and regulatory framework in order to ensure a high quality,… more
- Truist (Dallas, TX)
- …clients, their attorneys and CPAs. * Maintain appropriate legal , operating and regulatory controls to manage risk and compliance . Works within the existing ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...audit, compliance and regulatory framework in order to ensure a high quality,… more
- USAA (Plano, TX)
- …and advising on and recommending risk mitigation actions by collaborating with Compliance , Legal , Operational Risk Management, and Business Experience Owners. + ... is not available for this position. **The Opportunity** As a dedicated **Business Advisor Senior** , you will be responsible for participating in the development and… more
- Capital One (Plano, TX)
- …the division partnering closely with senior business and risk office leaders, technology, compliance , legal , and Operational Risk Management. In your role, you ... on implementing risk policies and programs; + Drive collaboration between the risk, compliance , legal , and other business support functions; + Ensure independent… more
- USAA (Plano, TX)
- …in writing to routine inquiries and periodic exams from internal control partners (eg legal , compliance , audit, risk). + Guides and assists process owners in the ... a part of what makes us so special! **The Opportunity** As a dedicated Info Security Advisor - Mid Level, you will be part of the USAA Workforce Identity and Access… more
- Amazon (Dallas, TX)
- …with engineering, compliance , security, and Legal teams to meet compliance and regulatory requirements and design compliance solutions; * Serving ... as a subject matter expert and advisor on complex security risk issues. Basic Qualifications *...* 10+ years of experience in security risk management, regulatory , or compliance role, preferably in a… more
- JPMorgan Chase (Plano, TX)
- …process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal , and industry standards. By ... + Experience in business strategy, organizational transformation, risk management, or regulatory compliance within a financial institution or regulated industry.… more
- Bank of America (Frisco, TX)
- …Summary:** The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, ... objectives and contributes to the line of business profitability by influencing Advisor business practices in ways that minimize regulatory and financial… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** + Act as an advisor to senior leadership to develop or influence analytical...that align to the enterprise + Ensure adherence to compliance and legal regulations and policies on… more
- Bank of America (Frisco, TX)
- …Staff + Representing the office and Merrill with clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires ... needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client… more
- Citigroup (Irving, TX)
- …a diverse group of support and control functions including Business Risk, Compliance , Operational Risk, Legal and Internal Audit. **Responsibilities:** + Ensure ... by Management. + Prepare for and assist in internal and external ( regulatory ) audits, examinations and other compliance testing initiatives + Maintenance… more
- Comerica (Dallas, TX)
- …policies align with our organizational goals, industry standards, and stakeholder, regulatory and compliance expectations. Programs include base salary, annual ... Creates all Board Committee materials. * Provides appropriate reporting to Finance, Tax and Legal in support of regulatory filings and disclosures. * Coaches HR… more
- LRN Corporation (Dallas, TX)
- …and compliance management solutions to help clients navigate complex regulatory environments and foster ethical and responsible cultures. After two recent ... create, manage, deliver, analyze, and audit their ethics and compliance programs to align with regulatory guidance....marketing + Develop subject matter expertise on relevant business, legal , compliance , and ethical trends and topics… more
- Citigroup (Dallas, TX)
- …and client/firm by complying with relevant policies, procedures, and country legal / regulatory requirements. **Job Requirements** **New Client and Business ... clients ** Compliance Oversight and Controls** + Comply with all regulatory policies and control procedures regarding client transactions and suitability +… more
- Citigroup (Irving, TX)
- …and Control Managers, as well as Independent Risk and other control functions ( Compliance , Legal ) in carrying out job responsibilities. The Operational Risk ... & Data Management, etc. + Independent Credit Risk and Compliance Risk Management + In-Business Risk and Control partners...rapport and being viewed as a trusted risk resource/ advisor while maintaining and protecting the integrity of an… more