- Citigroup (Irving, TX)
- ** Regulatory Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management ... risk limits. As a member of the CPRT team, the Regulatory Risk Officer Vice President will provide independent review and challenge across the… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within consumer credit risk and provides oversight (as second ... locations: Tampa, FL and Wilmington, DE **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary Location:**… more
- HUB International (Dallas, TX)
- …of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. ... highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively… more
- Citigroup (Irving, TX)
- …Management **Experience and requirements for the role:** + This role is for a junior VP only + Superior risk assessment skills + Fully conversant in credit ... including market, operational and cross border + Solid knowledge in risk and regulatory capital issues as they relate to transactions, portfolios and businesses… more
- JPMorgan Chase (Plano, TX)
- …challenging the status quo and striving to be best-in-class. As a Vice President in Chase Business Banking Risk , you will directly manage and develop the ... levels. **Job Responsibilities** + Maintain direct accountability for Credit Officer quality and compliance with SBA and regulatory... Officer quality and compliance with SBA and regulatory requirements + Act as the main Risk… more
- MUFG (Dallas, TX)
- …team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to service, monitor, and manage ... reports to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/ regulatory rating changes that… more
- JPMorgan Chase (Plano, TX)
- …and Payments, Home Lending, JPMorgan Wealth Management, and associated operations). As a Vice President , Assistant General Counsel on the Control Functions Legal ... the Consumer and Community Bank (CCB) Control Functions (Control Management, Compliance, Risk , and Audit) and monitors, analyzes, reports, and advises on legal and… more
- Citigroup (Irving, TX)
- …process and quality breaks within the quality assurance function. + Ideally, credit officer or analyst or credit risk background, with experience on day-to-day ... and reporting for wholesale credit businesses across the enterprise. Wholesale Credit Risk ("WCR") In-Business Quality Assurance (QA) is an integral part of the… more
- Citigroup (Irving, TX)
- This is a Vice President ( VP ) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance ... assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation,… more
- Citigroup (Irving, TX)
- … Risk and Control team is looking for an energetic and passionate IT Risk Officer to join our team to provide support for the Enterprise Services ... Risk Management such as first line Technology Control Officer , second line Operational Risk Management policy...Planning & Capacity Management, or Production Operations + Technology Risk Management or equivalent Audit or Regulatory … more
- Zurich NA (Addison, TX)
- AVP, Surety Underwriting Officer or VP , Senior Underwriting Officer 117300 Zurich is currently looking for a AVP, Surety Underwriting Officer or VP , ... the best talent in the business + Use your risk management, accounting, and/or finance experience to support the...business. + Experience working in a team environment. OR VP , Senior Underwriting Officer Qualifications - 7T:… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting **Branded Cards Product ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Synchrony (Dallas, TX)
- …Synchrony. These capabilities not only enable analytics but act as controls of risk , satisfying regulatory requirements This individual will be responsible for ... Job Description: **Role Summary/Purpose:** The VP , Metadata Management & Data Sourcing leader will...understanding of banking, credit card, payment solutions, collections, marketing, risk and regulatory & compliance + Experience… more
- Baylor Scott & White Health (Fort Worth, TX)
- …- Irving and Baylor Scott & White Medical Center - Grapevine. A region Senior Vice President (SVP) sets policy and objectives within a major business unit or ... **JOB SUMMARY** Reporting to the EVP, Chief Clinical Operations Officer and the senior-most physician of the DFW West Region, the Regional SVP Chief Medical … more
- Baylor Scott & White Health (Dallas, TX)
- …program. The Corporate Compliance Manager works under the direction of the Compliance Vice President and/or Director to manage ongoing activities related to the ... Position Overview: Collaborate with the BSWH Compliance Director and/or Chief Compliance Officer , acting as the technical expert on laws, regulations, and guidance… more
- Nuveen Investments (Frisco, TX)
- This position reports to the VP , Compliance Officer who has oversight responsibilities for Nuveen Securities, LLC, a registered US broker-dealer, which serves as ... + 3+ years of proven knowledge and experience with securities laws, regulatory compliance, risk management and risk controls. + Series 7 and Series… more
- Nuveen Investments (Frisco, TX)
- …enhancements in connection with business transformation initiatives. + Assist the VP , Compliance Officer with oversight of complaints process including ... + 3+ years of proven knowledge and experience with securities laws, regulatory compliance, risk management and/or risk controls. + Series 7 and Series… more