- Bloomberg (New York, NY)
- …else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared ... more
- Bloomberg (New York, NY)
- …our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... more
- City National Bank (Jersey City, NJ)
- *SR. CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... more
- Arena Investors LP (Purchase, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... more
- Citizens (New York, NY)
- …Inc., Citizens Institutional Broker-Dealer, is seeking a highly skilled Broker-Dealer Credit Risk Officer to provide specialization and working knowledge of ... more
- Scotiabank (New York, NY)
- …required. JD or legal training preferred. **Competencies** The Conduct Compliance Officer is expected to consistently produce high-quality work product ... more
- Mastercard (Harrison, NY)
- …the role holder will: 1 - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance Program and ... more
- Citigroup (Jersey City, NJ)
- …the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource ... more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... more
- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of ... more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... more
- SMBC (New York, NY)
- …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... more
- Scotiabank (New York, NY)
- …requests/findings. + Experience developing policies and procedures, providing compliance training , conducting compliance risk assessments and monitoring, ... more