• Compliance Conflict of Interest Manager

    City National Bank (Jersey City, NJ)
    …of modification and enhancements of COI transaction monitoring models. Works with the Compliance Training Officer to ensure that ongoing management of the ... and industry best practices. * In conjunction with the Compliance Training Officer , develops, implements, and manages...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth more
    City National Bank (01/17/25)
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  • Service Manager

    Morgan Stanley (Short Hills, NJ)
    …The Service Manager (SM) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision, management of Service Associates ... inquiries/requests * Oversee various administrative efforts in the branch * Ensure compliance with Firm policies and procedures by overseeing the execution of… more
    Morgan Stanley (11/22/24)
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