- MUFG (Tampa, FL)
- …provide more details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible ... for monitoring of MUFG Americas Financial Crimes and Compliance-related audit issues and...issues and executing independent validation of the effectiveness of management 's corrective efforts to address the issues. The role… more
- Bank of America (Tampa, FL)
- …compliance and operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... appropriately addressed + Assists in the production of independent financial crimes risk management reporting...Monitoring, Surveillance, and Testing + Critical Thinking + Risk Management + Issue Management +… more
- Bank of America (Tampa, FL)
- …assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) ... Global Financial Crimes Sr. Investigator Charlotte, North...Policies, Procedures, and Guidelines Management + Risk Management + Issue Management +… more
- Bank of America (Tampa, FL)
- …assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) ... Senior Global Financial Crimes Investigator - Proficiency Coach...Policies, Procedures, and Guidelines Management + Risk Management + Issue Management +… more
- Bank of America (Tampa, FL)
- …assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) ... Global Financial Crimes Sr. Investigator Atlanta, Georgia;Jacksonville,...Policies, Procedures, and Guidelines Management . Risk Management . Issue Management .… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls ... reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product...CT teams on a regular basis. + Informing CT management of significant compliance matters that require their attention… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions and Anti Bribery ... + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.… more
- Citigroup (Tampa, FL)
- …procedures to mitigate money laundering risks and assist in all matters concerning financial crimes in coordination with the broader Funds Transfer (AML) team. ... The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is...and processing rules), product and service launches, and client issue escalations/ exits. + Collaborate with global stakeholders including… more
- Citigroup (Tampa, FL)
- …and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and typologies. ... as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of securities industry preferred. * Control functions such as Compliance, Supervision, or Financial Crimes . **Skill in:** * Common SQL language. * Written and ... end user surveillance analysts for the purpose of requirements gathering and issue troubleshooting. * Assists management to implement appropriate controls to… more