- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and quality assurance are properly addressed within process and procedures. + Interface with RJB Compliance , RJ Compliance , and RJ Supervision to guide ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …work closely with advisors, all while adhering to strict regulatory and compliance fiduciary standards. Leads large and/or multiple projects with significant scope ... analyze and resolve complex issues. **Essential Duties and Responsibilities** **Strategy, Compliance and Risk Management** + Create and implement an attractive trust… more