- TEKsystems (St. Petersburg, FL)
- Description: Job Summary: Our client is hiring multiple Trade Surveillance Analysts to conduct ongoing reviews and ensure the firm and all associates are ... Surveillance , Supervision, Capital market, Securities, Brokerage, Equity securities, Trade compliance Top Skills Details: Surveillance ,Supervision Additional… more
- TD Bank (Tampa, FL)
- …as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance procedures, including addressing flags within the ... of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory...FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. Depth & Scope: *Reviews and approves New… more