- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... degree preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... as required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Irving, TX)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution and oversight of key activities throughout the Risk Management Lifecycle, a key component of...a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy… more
- Citigroup (Irving, TX)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... will be responsible for the key activities through the Risk Management Lifecycle, a key component of...process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy… more
- Citigroup (Irving, TX)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . * Apply knowledge of the business, ... to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured...in the following would be beneficial: Fraud Awareness and Risk Management Operations and Systems (Information Security… more
- Citigroup (Irving, TX)
- …Fraud, Technology & Data Management , etc. + Independent Credit Risk and Compliance Risk Management + In-Business Risk and Control partners **KEY ... all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility...defense coverage model. + Keep abreast of latest operational risk management techniques, industry best practices and… more
- Citigroup (Irving, TX)
- …teams ( Compliance , Audit, Risk and Controls teams) **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full ... of risk culture; establishing interaction model with internal and external teams ( Compliance , Audit, Risk and Controls teams) **Overview of the Role** + The… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for ... by Citi's first and second line of defense. The Compliance Testing Sr . Analyst performs risk...pre-defined testing plan and reports any findings to the Compliance Testing Management team as necessary and… more
- Citigroup (Irving, TX)
- …(CDO) and is responsible for and providing data governance and oversight, data risk management , and controls leadership across the global PB&WM business. **About ... The Personal Banking & Wealth Management (PB&WM) Data Risk and Control team...this Role** The Data Risk and Control - Data Governance Foundation Sr .… more
- Wells Fargo (Irving, TX)
- …and drive the initiatives to improve second line conflicts of interest risk management . The Senior Lead Compliance Officer (SLCO) will report to the ... Wells Fargo is seeking a ** Senior Lead Compliance Officer** as a part of Conduct Risk...timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide… more
- Wells Fargo (Irving, TX)
- …work experience, training, military experience, education **Desired Qualifications:** + Experience in risk management and regulatory compliance + Knowledge ... **About this role:** Wells Fargo is seeking a ** Senior Compliance Specialist** on the **Marketing...the Marketing and Advertising Policy, other related policies, and compliance risk priorities. + Process the intake,… more
- Wells Fargo (Irving, TX)
- …reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Work with complex business ... relationships with front-line business and control partners to mitigate compliance risk . **In this role, you will:**...(RCSA) Program experience + Ability to draft materials for senior management in a clear and concise… more
- US Bank (Irving, TX)
- …Services and Digital, their corresponding risk organizations and other areas within Risk Management & Compliance . + Ensure the active identification, ... make recommendations based on data + Considerable knowledge of Risk / Compliance /Audit competencies + Strong process facilitation, time management , and… more
- Citigroup (Irving, TX)
- …as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... teams across US Personal Banking lines of business, including senior management , and is tasked with reviewing...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Wells Fargo (Westlake, TX)
- …Security Risk organization leads the strategy, planning and execution of Cybersecurity risk management of WF applications in the cloud. To achieve its goals, ... Risk works horizontally and collaboratively across the Cybersecurity domains, Independent Risk Management , Internal Audit, Tech Controls, Applications & Cloud… more
- Charles Schwab (Westlake, TX)
- …Series 7 license + Series 9/10 or 24 license + 8-10+ years of supervision, compliance , audit, or regulatory risk management experience in financial services ... the status quo" and transform the finance industry together. Retail Supervision & Risk Management is an independent group responsible for providing supervisory… more
- Citigroup (Irving, TX)
- … Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management oversight of the Finance ... regulatory requirements. In addition, the team oversees the key risk management methodologies and calculations, including CECL...exams and requests, and (2) metrics and reports to senior management and relevant governance committees (eg,… more
- Brink's (Coppell, TX)
- …yet pragmatic action plans to achieve the Company's objectives to continuously improve compliance risk management and mitigation + Sound judgment and ... expert in assessing and advising on existing and emerging compliance risk areas + Support compliance...a clear tone at the top is set by senior management through words and actions. +… more
- Citigroup (Irving, TX)
- …as required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** ... The Compliance Independent Assessment Technology Officer is accountable for...required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable… more
- Wells Fargo (Irving, TX)
- …reports for senior leadership audience level. + Experience in Audit, Compliance , Risk and Testing + Excellent Critical Thinking, Analytical skills, and ... Risk and Control Evaluation (TRACE) team within Corporate Risk enterprise independent risk management ...activities. + Effectively partner and communicate with IT&V, Business, Risk , and other key stakeholder senior and… more