- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance ... and documenting business requirements + Responsible for all aspects of the Compliance Independent Assessment BOW to ensure the system and technology created… more
- MUFG (Irving, TX)
- … compliance both within their assigned business lines and throughout the Company. Compliance Officers serve as independent compliance advisors to the ... the suitability and quality of expected compliance -related activities), + Compliance monitoring, analysis, and assessment (ie, activities to identify and… more
- Citigroup (Irving, TX)
- …elements. The positions in this role will report to the coverage Lead of Independent Compliance Risk Management (ICRM), who reports to the Operational Risk ... + Proactively analyze various data sources to form an independent assessment /opinion of operational risk for the...Controls experience is a plus. + Risk Management and/or Compliance experience and robust understanding of the construction of… more
- Citigroup (Irving, TX)
- … Transformation plan though a review and challenge process within Independent Compliance Risk Management (ICRM). Business/Function Quality Control focuses ... The VP , Business/Function Quality Control Officer is a strategic...verifying controls and risk reduction by defining and executing assessment /testing strategies + Analyze processes and controls to credibly… more
- Citigroup (Irving, TX)
- …as required; identifying significant changes in relationship to trigger update of Risk Assessment + Verifying third party's compliance to required policies and ... + Monitoring third party performance and SLs through Citi Performance Management Assessment (PMA) process + Verifying Third Party contracts (eg Statements of Work)… more
- Citigroup (Irving, TX)
- **Senior Vice President :** _Excited to grow your career?_ We value our talented employees, and whenever possible strive to help one of our associates grow ... Office. **Job Description:** The Group is seeking a Senior Vice President to join within the program...institutions. The Candidate will be asked to provide an independent assessment of the comprehensiveness and effectiveness… more
- Charles Schwab (Westlake, TX)
- …The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are ... provides internal audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and… more