- Robert Half Management Resources (New York, NY)
- Description Robert Half is seeking an Internal Audit professional with issue validation experience within banking. Does this sound like you? + - Experience should ... consist of quantitative analytics / data analytics and AML Transaction Monitoring backgrounds. + - They will be...Monitoring backgrounds. + - They will be validating various AML tools that are being implemented to understand the… more
- New York State Civil Service (New York, NY)
- …o Association of Certified Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist , Advanced AML Audit Certification, Advanced ... Title Financial Crimes Blockchain Analytics Risk Associate (Financial Services Specialist 4 (Financial Crime Risk), SG-27) Occupational Category Other Professional… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Financial Crime Risk Specialist (Financial Services Specialist 4 (Financial Crime Risk)) Occupational ... seeking candidates for the position of Financial Crime Risk Specialist in the Banking Management unit within the Banking...as an expert resource on Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) and related matters for the Banking Division; *… more
- Bank of America (New York, NY)
- Audit Manager - Economic Sanctions New York, New York;Boston, Massachusetts; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... Join us! **Job Description:** This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit… more
- City National Bank (Jersey City, NJ)
- *MANAGER OF AUDIT II- WEALTH* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to ... assess risks, develop detail audit programs, identify data analytic opportunities, execute ...groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk management expertise to ... risk level assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop or web-based applications… more
- TD Bank (New York, NY)
- … Specialist level professional role requiring in-depth knowledge/expertise in AML /ATF/Sanctions/ABAC and working knowledge of broader related areas + Provides ... to assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated… more
- SMBC (White Plains, NY)
- …**Role Description** SMBC is seeking a qualified individual as a Model Validation Specialist that will report to the Compliance Model Validation Manager, in the Risk ... Management Department, Americas Division. The Compliance Model Validation Specialist / Sr. Analyst will lead the validation of models and fraud detection models for… more
- Morgan Stanley (Purchase, NY)
- …verification of Issues and related action plans arising from regulatory exam/monitoring, Audit exam, and GFC Testing findings, as well as Self-Identified Issues * ... with internal stakeholders including Business Leaders, Second Line, Technology, and Internal Audit . * #LI-AJ1 *Required Experience:* * Minimum 5 years of experience… more
- Morgan Stanley (Purchase, NY)
- …internal stakeholders including Business Leaders, Second Line, Technology, and Internal Audit . Manage training and communication related issues, actions, and ... Office #LI-AJ1 *Required Experience:* . 7 yearsof experience in financial crimes/ AML /KYCand/or training and communications . Demonstrated ability define and execute… more
- Bank of America (New York, NY)
- …the financial services or a related industry + Preferred: Certified Anti-Money Laundering Specialist ("CAMS") + Knowledge of AML CDD policy and standards, ... the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit...clients as needed to comply + Represent Outreach on exam/ audit /regulatory management from a FLU perspective, where needed +… more
- Morgan Stanley (Purchase, NY)
- …internal stakeholders including Business Leaders, Second Line, Technology, and Internal Audit *Required Experience:* . Minimum 5 years of experience in financial ... crimes/ AML and/or project management . Have a bachelor's degree...(PMP) certification is a plus . Certified Anti-Money Laundering Specialist (CAMS) designation is a plus . Working knowledge… more
- Citigroup (New York, NY)
- …individual banking, credit and investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be ... Identify and document new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB clients and perform… more
- Morgan Stanley (Purchase, NY)
- …*Collaboration with Stakeholders* o Work closely with internal teams such as Audit and Compliance Testing to address questions about business processes and controls. ... crimes controls commensurate with business operations . Financial Services, Audit or Compliance background and/or experience with financial services compliance… more
- TD Bank (New York, NY)
- …as EFTR Fintrac, sanction screening, fraud detection, anti-money laundering ( AML ), compliance reporting. + Understanding of deposit sub-ledger capabilities (like ... team or provide work direction to others as a specialist for a specific area + Represents the group...issues and conduct internal/external research projects and/or contribute to audit reviews; run testing, and generate reports to identify… more
- SMBC (White Plains, NY)
- …knowledge of all applicable regulatory standards and requirements (eg, Anti-Money Laundering " AML ", Bank Secrecy Act "BSA", etc.). Ability to work independently in a ... including 'C' level officers Comfortable working with Compliance, Risk, Legal and Audit Experienced & knowledgeable about Fraud Red - Flags, Attack Vectors and… more