- Capital One (Charlotte, NC)
- Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit … more
- TD Bank (Charlotte, NC)
- …and maintenance of AML platforms. This includes identifying and analyzing potential transaction monitoring typologies and risks for the detection of AML ... activity in alignment with policies, standards, and procedures for oversight of the transaction monitoring systems and maintaining the processes for L1 analysts… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... 6 years of related work experience working in compliance, risk or internal audit departments at commercial/retail banks or other financial institutions, or in a… more
- TD Bank (Charlotte, NC)
- …actuarial sciences, mathematical finance. + Knowledge in AML program including transaction monitoring , KYC, sanctions and related regulatory requirements. Work ... this role. **Line of Business:** Risk Management **Job Description:** The manager , Quantitative Analytics leads a specialized team of Quantitative Strategist… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Job Description:** We are looking for a Manager to join TD's Capital Risk & Governance team. This role will be part of ... the organization's effective risk management requirements. + Oversee Capital Risk monitoring , control procedures, and documentation. + Liaise closely with other… more
- Regions Bank (Charlotte, NC)
- …guidelines and internal policies + Investigates alerts generated by transaction monitoring systems, including conducting research, gathering documentation, ... (Excel, Word, PowerPoint, Outlook, etc.) + Proficiency in using compliance software and transaction monitoring tools + Strong understanding of BSA/AML and OFAC… more
- Bank of America (Charlotte, NC)
- …the development, validation, use, and/or auditing AML Models Screening, economic sanctions, transaction monitoring , or fraud detection models. + Awareness of AI ... models. May report to either Quant Operations Exec or Quantitative Operations Manager **Skills:** + Analytical Thinking + Business Intelligence + Data Modeling +… more
- Truist (Charlotte, NC)
- … or Public Accounting experience is strongly preferred + Experience with BSA transaction monitoring or case management applications + Knowledge of SAR filing ... of banking, financial industry or related experience; preferably in a branch, audit , compliance or lending-related area. + Strong knowledge and experience with BSA… more
- Wells Fargo (Charlotte, NC)
- …Associate to support Transactional Risk and Intelligence Group (TRIG) in performing transaction -based reviews of customers with elevated and complex risk profiles to ... better understanding of benign activity versus further assessment needed + With manager support, conducts transactional reviews of customer base at the product,… more
- TD Bank (Charlotte, NC)
- …risk level assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop or web-based applications ... management, policies and risk assessment processes + Directs the development and monitoring of Key Risk Indicators and facilitate communication and resolution of… more
- Truist (Charlotte, NC)
- …a variety** **of functions including, but not limited to, Suspicious Activity Reports, Transaction Alert Monitoring , and Enhanced Due Diligence. Following is a ... Nine years of compliance experience in BSA/AML Compliance, BSA/AML regulatory, BSA/AML Audit or related experience 3. Excellent analytical and problem solving skills… more