- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Compliance Senior Manager ** in Corporate Risk as part of ** Compliance Conduct Risk.** Learn more about ... assessment of, and challenge to, front line management of conduct risks. This Compliance Senior Manager will lead the Conflicts Oversight team, a group… more
- KPMG (Charlotte, NC)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 113212 - 51 **Function:** Tax Services **Area of ... KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance… more
- Xylem (Charlotte, NC)
- …innovative and sustainable solutions. **The Role** **:** Responsible for leading financial compliance and the maintenance of a strong control environment for Evoqua ... Americas ("the Region"). Offer training, provide guidance, and ensure compliance with Xylem's Control Frameworks. Conduct compliance reviews, and work with local… more
- KPMG (Charlotte, NC)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor, consultant, or regulatory ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:**...state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is… more
- Wells Fargo (Charlotte, NC)
- …organization + A master's degree, Juris Doctor (JD), Certified Regulatory Compliance Manager (CRCM) or equivalent professional designation **Job Expectations:** ... **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer** in Corporate Risk as part of **Commercial Banking Compliance .** Learn more… more
- Deloitte (Charlotte, NC)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" peak your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Senior , you will work within an engagement team and… more
- Honeywell (Charlotte, NC)
- As a Senior Audit and Compliance Analyst here...our organization. You will report directly to our HR Manager and you'll work out of our Charlotte, NC ... at Honeywell, you will play a critical role in managing audit and compliance administration of employee benefits programs. You will be responsible for analyzing… more
- Nuveen Investments (Charlotte, NC)
- …produced by the team is used by portfolio management, marketing, client service, compliance , and other areas across the enterprise to inform investment decisions and ... new business growth. Within the Investment Performance team, the GIPS Compliance team owns Nuveen's composite performance function, including composite maintenance… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Data Analytics Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Chicago, Illinois; Chandler, Arizona ... **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- KPMG (Charlotte, NC)
- …federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner, are preferred + ... **Business Title:** Manager , Consumer Compliance **Requisition Number:** 118206...demonstrated ability to gain the confidence and respect of senior executives + Travel may be up to 80-100%… more
- Fox Rothschild LLP (Charlotte, NC)
- …As a member of the Talent Management Department, the Human Resources Compliance Manager works collaboratively with the Talent Management Leadership team ... departments and teams. + Provides support to the HR Manager on employee matters. + Keep abreast of regulatory...high quality reports, proposals, presentations, and other documents for senior management. + Experience completing compliance gap… more
- Robert Half (Charlotte, NC)
- …consulting firm. Where We Need You Protiviti is looking for a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's ... JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION...be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of… more
- ATS Automation (Charlotte, NC)
- …Chicago, IL, US, 60008-3833 Rolling Meadows, IL, US, 60008-3833 Date: Sep 18, 2024 Senior Manager , State and Local Tax JOB PROFILE: Position Title: Senior ... the NYSE under the symbol 'ATS'. JOB SUMMARY: The Senior Manager , US Tax is responsible for...is responsible for overseeing and managing the US tax compliance and taxation functions of the ATS US subsidiaries.… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Human Resources (HR) and Legal is a management ... subsidiaries and entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic direction,… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime Risk Oversight oversees the team ... to the Risk Assessment Methodology and processes. The FCRM US Risk Assessment Senior Manager contributes to the execution of the risk assessments through… more
- Wells Fargo (Charlotte, NC)
- **About this role:** **Wells Fargo is seeking a Senior Digital Product Manager position ** **Personal Lending - Wells Fargo's Personal Lending organization is ... leveraging solid understanding of digital initiatives, policies, procedures and/or compliance requirements** + **Collaborate and consult with peers, colleagues and… more
- City National Bank (Charlotte, NC)
- ** SENIOR MANAGER IT PMO GOVERNANCE** **WHAT IS THE OPPORTUNITY?** The Senior Manager of IT Program Management Office (PMO) Governance defines and manages ... on the technology portfolio to enable effective decision making throughout the organization. The Senior Manager of IT PMO may lead a Team of supervisors and… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager - Credit & Debit Card Products supports the Audit ... wholly owned subsidiaries, and entities where USB owns a majority (controlling) interest. The Senior Audit Manager - Credit & Debit Card Products is responsible… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime Risk Investigation (US) oversees/manages ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager , AML Financial Crime Risk Investigation (US) develops… more
- KPMG (Charlotte, NC)
- …KPMG is currently seeking a Manager or Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance ... **Business Title:** Manager or Senior Manager , Managed Services **Requisition Number:** 113214 - 51 **Function:** Tax Services **Area of Interest:**… more