- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (Charlotte, NC)
- …Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Data Analytics Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Chicago, Illinois; Chandler, ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Strategy and Initiatives Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Plano, Texas **Job ... for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... is looking for a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification, ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team where members are treated fairly and respectfully. + Manager of Process & Data: Demonstrates and expects process… more
- Truist (Charlotte, NC)
- … risk management experience in financial services related field. + Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... a team with the execution and management of model risk program activities spanning a portfolio of models. In...regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks. +… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Management Risk (hereinto referred to as "GFC Risk Manager ") is responsible for the execution...GFC Specialists, Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR")… more
- US Bank (Charlotte, NC)
- …with partners to ensure the risks and control suites in the Enterprise Compliance Risk Assessment (ECRA) are accurate and adequate - Participating in ... databases, and presentations - Professional certifications preferred - Certified Regulatory Compliance Manager (CRCM) _The role offers a hybrid/flexible… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** **Job Description :** The Manager , AML Financial Crime Risk Oversight oversees the team and leads ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- US Bank (Charlotte, NC)
- …to a Manager , Third Party Portfolio Management, the Third-Party Portfolio Risk Manager (TPPRM) partners with Product Service Owners (PSOs) in assigned ... Business Lines (BL), BL Chief Risk Officers (CRO) staff, Risk / Compliance /Audit.... - Strong partnership and relationship building within RM&C, Operational Risk , Risk & Control… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Control Management Senior Manager to join the Corporate Risk /Enterprise Functions Control Management organization.… more
- US Bank (Charlotte, NC)
- …management to ensure that processes and programs are in place for ongoing compliance and cyber risk mitigation. Monitors cyber security threat environment for ... program and initiatives. Updates the policy and the program to support risk mitigation and regulatory compliance . Evaluates security requirements in context… more
- Truist (Charlotte, NC)
- …service and/or operational challenges. 6. Identifies and resolves technical, operational , risk management, business, and organizational challenges. 7. May ... on ESG or Climate Risk reporting, business intelligence, systems, technology, data, risk , compliance or related areas 6. Advanced skills in data wrangling,… more
- Anywhere Real Estate (Charlotte, NC)
- A developing-level professional role supporting our Global Data Privacy Compliance program (Foundational Practices). This person will work on small to large-scale, ... complex, projects that require increased skill in supporting multiple technical and operational environments. They will be managing one or more work products as… more
- Truist (Charlotte, NC)
- …Enterprise Risk as required including Enterprise Risk Management, Regulatory Relations, Operational Risk , Compliance Risk , Technology Risk , ... portion of Regulatory examinations. 4. Assist the Senior Credit Risk Administration Manager in the preparation of materials for Regulatory interactions. 5.… more