- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. ... role, you will** + Provide oversight and monitoring of business group risk-based compliance programs. + Maintain compliance risk expertise and consulting for… more
- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. Wells Fargo is seeking a Senior Lead Control Management Officer for Corporate Risk Control team within the Control ... Policy (ICP) requirements, and Quality Control and Quality Assurance. This Senior Officer will serve as a key individual contributor and must have demonstrated… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line Issue ... evidence meets standards while connecting and building relationships with key partners. This Lead Control Management Officer will serve as a key individual… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... to benchmark and share best practices. + Participate and/or lead regular meetings with peers to build and maintain...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the...including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing. + Critical Thinking and Analytical… more
- US Bank (Charlotte, NC)
- …and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means ... creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This ... security controls (example: IAM), Model risks, Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk Control Self-Assessment (RCSA)… more
- Wells Fargo (Charlotte, NC)
- …(https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer in the Global Operations ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Finance & Financial Reporting ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units...Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance… more
- Truist (Charlotte, NC)
- …risk. Role is accountable for assessing risk types covering technology, operational, compliance and strategic risks within those ECFs. The primary difference between ... a Senior Technology Risk Officer and a Technology Risk Officer is...effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the ECFs; 2. Strategic… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight activities and… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will support ... 2LOD Credit Administration activities. **What you will do** + Lead and manage credit risk reviews of various types...to adequately manage portfolio risk + Reviews and assesses non- compliance with CNB policies and procedures, and determines loan… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to the Chief Information ... Officer ("CIO") providing decision support through financial forecasting and...corporate and enterprise technology strategic objectives. This position will lead and foster collaboration across Enterprise Technology, the Finance… more
- Wells Fargo (Charlotte, NC)
- …a Credit Risk & Approval Director for the role of Group Senior Credit Officer within the Investment Portfolio /Treasury Credit and Counterparty Credit Risk team. The ... with formulating and establishing group credit and lending policies and procedures + Lead Credit Risk team by making strategic decisions to resolve highly complex… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position will be in the CIB Markets Business Control organization, partnering ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Randstad US (Charlotte, NC)
- …effectiveness. + Manage and create new business processes, required procedures to ensure compliance . + Lead and facilitate issues management efforts related to ... risk officer - goods trading. + charlotte , north carolina + posted 4 days ago **job details** summary + $65 - $75 per hour + temporary + bachelor degree + category… more
- Truist (Charlotte, NC)
- …and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions ... to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate… more
- Truist (Charlotte, NC)
- …include market, commercial, retail, credit, financial crimes, CCAR, CECL, finance and compliance risk. This position may also lead periodic model review ... shift (United States of America) **Please review the following job description:** Lead model development efforts specific to finance and risk measurement estimation… more