- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Grant Thornton LLP (Charlotte, NC)
- As a Banking Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager -...with the risk framework. **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and...**Additional Role Responsibilities:** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Wells Fargo (Charlotte, NC)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Enterprise Data Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk ...risks *Reviews relevant FLU/CF-owned policies and standards to ensure regulatory and operational risk requirements are appropriately… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Bank of America (Charlotte, NC)
- Model Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Regions Bank (Charlotte, NC)
- …written communication, and organizational skills + The R2 Enterprise Risk Testing Manager will provide day to day compliance testing support to the R2 ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line...laws, regulations, processes and procedures + Leads collaboration with Compliance and Non-Financial Risk executives in executing… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking +… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Where We Need You Protiviti is looking for a Risk and Compliance Manager to...a related field). + 5 + years working in regulatory compliance either in professional services or… more
- US Bank (Charlotte, NC)
- …execute audits to assess the adequacy of first and second lines of defense compliance risk management practices. - Ability to build and continuously improve ... subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- Bank of America (Charlotte, NC)
- Data Manager - Governance, Policy Compliance & Regulatory Response New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... Additionally, the Data Manager - Governance, Policy Compliance & Regulatory Response will be focused... will work with Line of Business partners, including Compliance , Audit, and Risk to understand needs… more
- Bank of America (Charlotte, NC)
- …effective team management, structure, and routines.** **Skills:** **Analytical Thinking** ** Regulatory Compliance ** **Reporting** ** Risk Management** ... and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities** **Assists in responding to regulatory … more
- Bank of America (Charlotte, NC)
- …risks. This role involves developing risk management strategies and ensuring compliance with regulatory standards. The manager will work closely ... risk management requirements. The Global Financial Crimes Investigations Risk Manager is responsible for managing and...and dynamic environment + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management… more
- Bank of America (Charlotte, NC)
- … Assessment + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United States ... ESG Program Governance Manager - Financial & Regulatory Reporting Control...within the defined corporate standards. Ability to recognize all risk categories including credit, market, operational and compliance… more
- TD Bank (Charlotte, NC)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... Financial Crime Risk Management **Job Description:** **Job Description :** The Manager , AML Financial Crime Risk Oversight oversees the team and leads… more