- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely recognized as a… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** ... include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively… more
- Bank of America (Charlotte, NC)
- …as needed, including Middle Office, Sales and Trading, Technology, Compliance , Operational Risk , and Enterprise Capital Management to ensure effective ... Data Management + Presentation Skills + Stakeholder Management Job Description: Global Risk Analytics (GRA) and Enterprise Independent Testing (EIT) are… more
- Bank of America (Charlotte, NC)
- …Risk . Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (Charlotte, NC)
- …Risk . Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (Charlotte, NC)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Bank of America (Charlotte, NC)
- …Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively… more
- Wells Fargo (Charlotte, NC)
- …as needed. **Required Qualifications:** + 5+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit ... Risk Oversight (RRO) is seeking a Lead Enterprise Risk Officer to join their team....applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- USAA (Charlotte, NC)
- …makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... applicable rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the… more
- Truist (Charlotte, NC)
- … managers, BUCROs and Risk Type Owners (for Credit, Market, Liquidity, Operational , Compliance , Technology, Strategic Risk ) to ensure assigned Strategic ... to support the design, development, implementation and ongoing monitoring of two important Enterprise Risk Management (ERM) Programs, namely Strategic Risk … more
- US Bank (Charlotte, NC)
- …assessing and oversighting applicable operational risks and controls within the enterprise risk framework tools (RCSA and ECRA). + Participating in ... experience - Typically more than six years of experience in fiduciary operational risk management, compliance , internal auditing, public accounting, or other… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of business to help ... support units to ensure the effective execution of the Operational Risk Framework across the assigned business...analysis, emerging risk identification, and front line risk assessments + Analyzes compliance processes and… more
- Wells Fargo (Charlotte, NC)
- …Certified Risk Compliance Manager (CRCM), Certified Enterprise Risk Professional (CERP), Certificate in Operational Risk Management (ABA), ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** We are in search of an IT Risk and Compliance Lead who possesses the requisite expertise in Software Development ... strong written and verbal communication skills, along with proven experience in risk assessment, regulatory compliance , or audit. Additionally, a solid… more
- Truist (Charlotte, NC)
- …relationships and partner with BU Chief Risk Officer, Audit, Operational Risk Management, Compliance , Enterprise Risk Management, Legal and other ... all business unit segments assigned in the execution of enterprise risk and operational ...Six to eight years of experience in financial services, risk , and or other assurance/ compliance related role… more
- US Bank (Charlotte, NC)
- …informative assessments, including: + Business/Product Change Risk Assessments (PRISM) + Enterprise Compliance Risk Assessments (ECRA) + Compliance ... Partners with leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers...agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with… more
- Anywhere Real Estate (Charlotte, NC)
- A developing-level professional role supporting our Global Data Privacy Compliance program (Foundational Practices). This person will work on small to large-scale, ... complex, projects that require increased skill in supporting multiple technical and operational environments. They will be managing one or more work products as… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Senior Infrastructure Engineer ( Enterprise CICD Platform Services) to be part of the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and execution of the control management responsibilities across the enterprise -wide FCRM risk and control portfolio. Through...control support to FCRM for issues and corrective actions, operational risk events, and control development work… more