- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Commercial Real Estate Documentation Preparation team within ... procedures, and compliance requirements **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or… more
- Wells Fargo (Charlotte, NC)
- …complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical ... matters with financial impact and risk **Required Qualifications:** + 2+ years of Securities Operations experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex ... matters with financial impact and risk **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or a… more
- Deloitte (Charlotte, NC)
- Manager/ Specialist Master, Operations & Technology Transformation, Insurance, Guidewire Integration & Configuration What we do Operations and Technology ... in the world, serving over 90% of Fortune 500 banking, insurance, securities , investment management, and real estate companies. Candidate profile The ideal candidate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an **Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team within ... the Corporate & Investment Banking (CIB) Operations organization. **In this role, you will:** + Monitor,...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Annuities Operations & Data Management Specialist in the Agile department as part of Wealth & Investment ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function...and other risk and support groups (ie, Compliance, Finance, Operations , etc.) + Review and Challenge of IRR measurements… more
- City National Bank (Charlotte, NC)
- …Capital Markets, Registered and Unregistered Fund Vehicles, Support Functions ( Operations , Compliance, Risk)Thrives in a dynamic team-based environment, effectively ... the Investment Company Act of 1940, Reg 9, ERISA, Securities Acts of 1933 and 1934 inclusive of exemptions...markets products* Develops a general knowledge of the business operations , regulatory and accounting and control environment in which… more