- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager Group Risk leads, develops and oversees a broad, highly ... + Responsible for requests from regulators, internal and external audit related to AML models and the...and share knowledge with internal teams, business partners and senior management. Act as a subject matter expert on… more
- TD Bank (Charlotte, NC)
- …mitigation and program enhancement opportunities to FCRM colleagues, stakeholders, and senior management + Through the normal course of executing responsibilities, ... of relevant industry experience and proven leadership roles in AML , model management, or risk management + Significant exposure...levels + Experience creating documentation that meets regulatory and audit standards **Who We Are:** TD is one of… more
- US Bank (Charlotte, NC)
- …proposals, PowerPoint presentations, etc.) for all programs to be shared with senior leaders, Corporate Audit Services and regulatory partners * Experience ... to support our EFCC partners' daily operations. SAT is seeking an RCA Manager with expertise in compliance/risk management, big data analytics, and data management.… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- IT INFRASTRUCTURE** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- TD Bank (Charlotte, NC)
- …business including marketing and personal banking analytics models. **The position reports to Senior Manager - AML , Retail Model Validation. The primary ... AML models and validations. + Support requests from regulators, internal and external audit related to AML models and the associated validation process and… more
- Bank of America (Charlotte, NC)
- …leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job...experience. **Line of Business Job Description:** The Global Credit, AML , Onboarding Organization is a central control function which… more
- Bank of America (Charlotte, NC)
- …+ Compliance + Audit + Risk Management + Quality Assurance + AML + Governance + Regulatory Requirements + Problem Solving + Analytical Thinking + Influence ... 24022812 Business Control Manager - GCAOO M&I QA Governance Charlotte, North...out actions plans and milestones. Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service… more
- Bank of America (Charlotte, NC)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut;...Bachelor's or Master's Degree + Minimum 1-3 years of audit experience in areas related to AML ,… more
- Wells Fargo (Charlotte, NC)
- …controls, US and International financial crimes regulations + Experience with BSA/ AML /OFAC/ABC and Audit /Examination + Big 4 consulting/accounting and/or ... Exams and Issues Monitoring (AEIM) Team is seeking a ** Senior Business Execution Consultant** . The AEIM team is...volume of applicants. The ideal candidate will possess solid BSA/ AML /OFAC/ABC experience in Audit /Compliance with integrity and… more
- TD Bank (Charlotte, NC)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... accountable for managing a specialized AML /ATF/Sanctions/ABAC function or area + Provides comprehensive coverage for...and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk… more
- Bank of America (Charlotte, NC)
- …as needed. * Writing technical reports for distribution and presentation to model developers, senior management, audit and banking regulators. * Acts as a ... Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New...oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets priorities related to… more
- TD Bank (Charlotte, NC)
- …Description:** The Control Remediation Quality Assurance Review & Challenge Coordination Senior Business Management Specialist will have appropriate Audit or ... full concern level, ensuring effective remediation, leading to successful Internal Audit validation. This role engages with stakeholders to provide ongoing support… more
- TD Bank (Charlotte, NC)
- …Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... internal/external exam support, etc. including but not limited to regulatory mandated AML historical reviews. This position, sitting within the Financial Crimes Risk… more
- Bank of America (Charlotte, NC)
- …Business Job Description:** The Global Banking & Markets Anti-Money Laundering (GBGM AML ) organization is a central control function which governs, facilitates, and ... oversees the global end-to-end GBGM AML program across all GBGM businesses and jurisdictions through...is looking to hire someone into a Business Control Manager role, to collaborate with many teams including GB/GM… more
- Truist (Charlotte, NC)
- …for detecting fraud, suspicious transactions or those in violation of applicable BSA/ AML /OFAC laws and regulations. 6. Participate in BSA/ AML /OFAC and/or Fraud ... 7. Serve as subject matter experts in their respective roles (fraud, BSA/ AML , OFAC) for other teams supporting the same function. **Required Qualifications:** The… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for facilitating the identification, ... help the business line understand and implement the policies. Examples include AML practices and operational loss data collection. + Ensuring the implementation of… more
- Citigroup (Charlotte, NC)
- …and thematic Compliance programs on the resolution of open issues related to audit and examination findings; report progress to senior ICRM and Business/Function ... Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk...to, this role will partner closely with Anti-Money Laundering ( AML ) Compliance to ensure a strong linkage between core… more
- Bank of America (Charlotte, NC)
- …impacting GFC business processes and preparing reporting/materials in support of senior management updates, internal audit and regulatory inquiries. ... Data Team), under the supervision from a GFC team manager . The GFC Data Team is responsible for driving...in support of critical business processes in Anti-Money Laundering ( AML ), Economic Sanctions and Financial Crimes Risk Management. The… more