- Wells Fargo (Charlotte, NC)
- …invest with us, we invest in you. Apply today. Wells Fargo is seeking a Senior Lead Control Management Officer for Corporate Risk Control team within ... (ICP) requirements, and Quality Control and Quality Assurance. This Senior Officer will serve as a key...key individual contributor and must have demonstrated ability to lead and foster a collaborative environment that ensures timely… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing ... existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Finance & Financial ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units...Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and establishing financial performance metrics that align with both… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will ... 2LOD Credit Administration activities. **What you will do** + Lead and manage credit risk reviews of various types...to adequately manage portfolio risk + Reviews and assesses non- compliance with CNB policies and procedures, and determines loan… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the...senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing. + Critical Thinking and Analytical… more
- Truist (Charlotte, NC)
- …to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate Plan ... Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process… more
- Wells Fargo (Charlotte, NC)
- …is seeking a Credit Risk & Approval Director for the role of Group Senior Credit Officer within the Investment Portfolio /Treasury Credit and Counterparty Credit ... they will interact with a vast number of peers, senior leadership, and stake holders spanning across Credit Risk,...establishing group credit and lending policies and procedures + Lead Credit Risk team by making strategic decisions to… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is ... 10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit… more
- Deloitte (Charlotte, NC)
- Senior Manager - Financial Reporting Oversees the management of personnel, systems, processes and relevant controls to support the financial reporting for the US ... for this role ends on 25th November,2024 Key Relationships: Chief Financial Officer , Chief Accounting Officer , US Firms' Controller, Departmental Leaders within… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior ** **Risk Asset Review Specialist** in **Credit Risk** as part of Corporate Risk. Learn more about the career ... businesses and shares its findings with the Chief Credit Officer and line of business management. RAR reports all...Board of Directors. **In this role, you will:** + Lead or participate in moderately complex initiatives and deliverables… more
- Bank of America (Charlotte, NC)
- …to stakeholders. This person will also interact with the Chief Accounting Officer , Corporate Controller and other Senior Executives. **Responsibilities:** This ... the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role...to maintain advanced knowledge of GAAP, regulatory requirements and lead in-house training sessions. As a senior … more
- Lowe's (Charlotte, NC)
- …**About the Role** As a Senior Director of Governance, Risk, and Compliance , you will lead global initiatives that drive business resilience in one ... retail organizations. Your ability to navigate complex landscapes and implement innovative compliance strategies will be crucial in ensuring our continued growth and… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more
- Truist (Charlotte, NC)
- …10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit ... America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing...managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing… more
- Truist (Charlotte, NC)
- …larger credit relationships; leading credit presentation preparation and discussions with Credit Officer and other final approvers. + Ensures loan agreement is in ... within prescribed tolerances. Accountable for the risk evaluation and associated compliance requirements within assigned portfolio and for prospects. + Identifies… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Information Security Analyst in Technology as part of Cybersecurity. Learn more about the career areas and lines ... of business at wellsfargojobs.com. The Lead Information Security Analyst will serve in a support...a support role on the Cybersecurity Business Information Security Officer (BISO) / Technical Information Security Officer … more