- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements ... Major Compliance Requirement (MCR) versus regulatory citation-based approach. + Senior Leads will be assigned to coordinate and oversee Risk Control… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... are able to provide thorough documentation while interacting with senior business leaders to get the information they need...the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Bank of America (Charlotte, NC)
- …Python and SQL is a plus. * Ability to communicate effectively with senior stakeholders and independently lead initiatives. **Skills:** + Analytical Thinking + ... Global Markets Risk Sr Manager Charlotte, North Carolina **Job Description:** At...trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). **Responsibilities:** + Provides oversight of… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... make a difference. Join us! **Job Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and quantitative… more
- Dentsply Sirona (Charlotte, NC)
- …drive innovation. **Make a difference** -by helping improve oral health worldwide. The Senior Manager of External Reporting will play a leading role in the quarterly ... This is a critical position in the Chief Accounting Officer 's organization and is tasked with supporting the businesses...a part of a dynamic and collaborative team. + Lead the team preparing and reviewing the Company's external… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... programs, risks, and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic… more
- Wells Fargo (Charlotte, NC)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Data & Analytics Senior Lead Control Management Officer for the CSBB Consumer Data, ... monitoring risk-based programs to identify, mitigate and control risks (operational, compliance , model, strategic, reputational). The Data & Analytics Control leader… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units...Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & Trading Surveillance… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and establishing financial performance metrics that align with both… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will ... 2LOD Credit Administration activities. **What you will do** + Lead and manage credit risk reviews of various types...to adequately manage portfolio risk + Reviews and assesses non- compliance with CNB policies and procedures, and determines loan… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking ... Testing methodology, standards, and executing group specific testing. The Lead Independent Testing Officer will be responsible...Further, this leader will be the key contact for senior leaders during the execution of engagements that they… more
- Truist (Charlotte, NC)
- …to senior leadership summarizing issues and communicating solutions. + Lead assigned LOBs through annual planning process, including rationalizing corporate Plan ... Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility ... lines and build relationships with a wide variety of senior leaders and enterprise partners across all business groups...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is ... 10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit… more
- Deloitte (Charlotte, NC)
- Senior Manager - Financial Reporting Oversees the management of personnel, systems, processes and relevant controls to support the financial reporting for the US ... for this role ends on 25th November,2024 Key Relationships: Chief Financial Officer , Chief Accounting Officer , US Firms' Controller, Departmental Leaders within… more
- Bank of America (Charlotte, NC)
- …to stakeholders. This person will also interact with the Chief Accounting Officer , Corporate Controller and other Senior Executives. **Responsibilities:** This ... the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role...to maintain advanced knowledge of GAAP, regulatory requirements and lead in-house training sessions. As a senior … more
- Lowe's (Charlotte, NC)
- …**About the Role** As a Senior Director of Governance, Risk, and Compliance , you will lead global initiatives that drive business resilience in one ... retail organizations. Your ability to navigate complex landscapes and implement innovative compliance strategies will be crucial in ensuring our continued growth and… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more