- AON (New York, NY)
- …in representing buyers of primary and umbrella/excess liability. We are looking to add a Broker II to our New York Excess Casualty team! This is a hybrid ... risk expertise and knowledge of industry and insurance marketplace, a Broker II reviews clients' exposures and loss experience and develops solutions for… more
- Zurich NA (New York, NY)
- Middle Market Private Equity Underwriter (Level II or III) 119744 Zurich is currently hiring for an experienced Private Equity Underwriter (Level II or III) for ... This role will be filled at either the level II or III. The hiring manager will determine the...rating manual rules. + Developing and maintaining agency and broker relationships. + Working within broad limits and authorities… more
- AON (New York, NY)
- …Aon! Our commercial risk team in New York City is looking for an Account Specialist II . Aon is in the business of better decisions At Aon, we shape decisions for the ... monitors the renewal process. At the direction of the Broker , drafts quote comparisons and follows up for binders,...New York City is looking for an Account Specialist II . Aon is in the business of better decisions… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Wealth **Job Description:** The Private Client Relationship Manager II (RM) is a high-touch point of client contact accountable to serve the ... high net worth segment. The Private Client Relationship Manager II will serve as the central point of contact...CFR Part 1007; and is with a FINRA member, broker or dealer and is subject to the requirements… more
- City of New York (New York, NY)
- …not limited to those regulations applicable to the Hotel Industry and Broker Fees. Reporting to the Associate General Counsel, Staff Counsel responsibilities ... licensing and regulation of hotels, and the regulation of broker fees; - Investigate and prosecute businesses engaged in...Qualification Requirements: To be assigned to Assignment Level (AL) II , candidates must have one year of experience at… more
- City of New York (New York, NY)
- …and counseling surrounding the City's regulations of the Hotel Industry and Broker Fees. This individual will work closely with the Agency's Licensing and ... licensing and regulation of hotels, and the regulation of broker fees; - Investigate and prosecute businesses engaged in...Qualification Requirements: To be assigned to Assignment Level (AL) II , candidates must have one year of experience at… more
- Zurich NA (New York, NY)
- …and hone your underwriting and marketing skills while building relationships with Select Broker in Long Island.. This is an exciting time to join Middle Markets ... rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities...be filled at either the level I or Level II and the hiring manager will determine the appropriate… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more
- Zurich NA (New York, NY)
- …industry you can bank on Insurance! We are looking for Financial Institutions Underwriter (Level II or III) team to work from one of the following major cities: New ... rating manual rules + Developing and maintaining agency and broker relationships + Working within broad limits and authorities...assignments This role will be filled at either theLevel II or Level III.The hiring manager will determine the… more
- City of New York (New York, NY)
- …and federal/state regulations, reports to the Associate Benefits Opportunity Specialist II of the Centralized Rent Processing Unit (CRPU) responsible for ensuring ... W9 TIN clearance, proof of ownership, and lease and broker 's licenses), review WMS information to ensure that an...with detailed comments, for correction. Refer case to ABOS II , if second level of approval is needed when… more
- Broadridge Financial Solutions (New York, NY)
- …that all post-trade technology solutions comply with relevant regulations (eg, MiFID II , Dodd-Frank, EMIR) and industry standards. + Implement robust risk management ... environment. + Strong knowledge of relevant regulations, such as MiFID II , Dodd-Frank, and EMIR. + Excellent leadership, communication, and stakeholder management… more
- MUFG (New York, NY)
- …years of experience in US Treasury securities settlements, preferably in a broker -dealer environment. + Strong analytical and problem-solving skills with a high ... state and local laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii)… more
- Citigroup (New York, NY)
- …Client engagement -in the asset management, insurance and pension sectors, banks and broker dealers + Market awareness - factors driving our clients' priorities and ... - familiarity with the Uncleared Margin Rules, FINRA 4210, EMIR, MiFID II , CASS and other regulations directly or indirectly driving collateral management priorities… more
- MUFG (New York, NY)
- …Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer, ... state and local laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii)… more
- MUFG (New York, NY)
- …Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly desirable, preferably within the associated areas ... state and local laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii)… more
- MUFG (New York, NY)
- …of industry specific M&A + Fundamental understanding of the insurance carrier and broker industry with specific sector focus + Track record of consistent revenue ... state and local laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii)… more