- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory ... and examination requests. USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory… more
- Santander US (New York, NY)
- …ED New York, United States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry ... will be responsible for managing the program and other Regulatory Examination Management Compliance employee(s). Essential Functions/Responsibility… more
- CIBC (New York, NY)
- …risk management experience. + Comprehensive knowledge of federally recognized examination procedures to evaluate compliance with related laws and regulations ... & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance ...the design and effectiveness of business controls in meeting regulatory compliance . Key areas of coverage for… more
- CIBC (New York, NY)
- …coordination of RCM activities, and ensuring alignment with industry standards and the Bank's Regulatory Compliance Management Policy. At CIBC we enable the ... findings and examination reports issued by the Compliance Examination team, and supporting SDC to...within CGRA. **Who You Are:** + Extensive experience of regulatory compliance management activities such… more
- Citigroup (New York, NY)
- …Technology organization globally, to act as the coordination point assisting with regulatory examination management and ongoing supervisory activities. The ... Management + Assist in driving the Technology regulatory examination process as a lead or... management in order to meet Citi's legal, regulatory and compliance requirements + Oversee … more
- TD Bank (New York, NY)
- …and remediation related to those findings. + Prepare substantive written responses to regulatory requests and examination reports, and work with the relevant ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $190,000 USD TD is...to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process… more
- Citigroup (New York, NY)
- …accountability for the business and key stakeholders from the regulatory examination planning period through formal management response to regulatory ... examination findings/issues, decisions, roadblocks, or delivery concerns to management . + Understand regulatory frameworks and key...+ 10+ years of business experience in audit, control, compliance or regulatory management in… more
- City National Bank (New York, NY)
- …within T&I Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory Remediation, Affairs, and Examination Oversight the head of T&I ... *SENIOR MANAGER IT PMO GOVERNANCE- REGULATORY REMEDIATION* WHAT IS THE OPPORTUNITY? The Senior...* Oversee monthly reporting across the portfolio * Ensure compliance with program & project reporting requirements, including to… more
- New York State Civil Service (New York, NY)
- …to become informed of specific problem areas, overall financial condition, management of institution(s) and to plan examination ;* Prepares comprehensive ... summaries of reviews done in support of applications, supervision and examination materials for management ;* Discusses findings with senior staff and revises… more
- City National Bank (New York, NY)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and ... areas and with assigned business projects. * Assist with regulatory examination and serve as liaison with... agencies, including exam management and other regulatory affairs. * For Banking Compliance related… more
- Scotiabank (New York, NY)
- …policies and procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, ... to regulatory enforcement investigations. + Conduct assigned monitoring and compliance processes in accordance with written compliance procedures and… more
- American Express (New York, NY)
- …of operational experience in exam management , regulatory affairs, risk management , and/or ops risk/ compliance is a strong preference. + Prior experience ... on #TeamAmex. The Director position is part of the Regulatory Exam Lifecycle Management (RELM or 'the...this remit. + Designing and maintaining operations for the regulatory examination and remediation process, including but… more
- City of New York (New York, NY)
- …record keeping, emergency action plan review, Tier 2 reporting, and risk management programs, among other regulatory program responsibilities. g) Managing ... pass the next Admin. Public Health Sanitarian civil service examination and be given a list number by the...appropriate level feedback regarding BWT's efforts at meeting its compliance obligations and management system initiatives. m)… more
- Bank of America (New York, NY)
- …Analytical Thinking + Data and Trend Analysis + Financial Forecasting and Modeling + Regulatory Compliance + Scenario Planning and Analysis + Business Acumen + ... methodologies. ECM also recommends capital related financial resource limits to senior management . In addition, ECM produces and monitors regulatory and internal… more
- City of New York (New York, NY)
- …direct land application. The Petroleum Bulk Storage/Chemical Bulk Storage (PBS/CBS) Section ensures regulatory compliance of BWT's 300 PBS and CBS tanks through ... maintain instrumentation and control systems critical for BWT operations and compliance with regulatory mandates. The Section maintenance responsibilities… more
- MUFG (New York, NY)
- …risks of a complex nature. In addition, you will give prompt feedback to Bank management on the results of monitoring and examination activities. This role is ... Monitor risk asset portfolios to identify deterioration or negative management control trends and review compliance with...of transactional reviews and other work performed by the examination team. + Prepare timely, concise reports of … more
- MUFG (Jersey City, NJ)
- …+ Assessment of processes, risks, and control environment. + Issue Management lifecycle reporting + Specific BAU responsibilities will include working ... line validation of issues including MSIs, SLoD, TLoD, and regulatory issues + Review, challenge, and participate in issue...challenge) meetings + Reporting and QA support: + Support management to generate various metrics/ reports for senior … more
- New York State Civil Service (New York, NY)
- …training or assists in structuring and preparation of training Department staff on examination issues;* Assess cybersecurity and regulatory risk of new virtual ... target examinations in accordance with State and Federal Financial Institution Examination Council programs of Information Technology (IT) environments (ie, systems … more
- Wolters Kluwer (New York, NY)
- … professionals and small business owners to help manage governance, risk and compliance challenges in dynamic markets and regulatory environments, globally. The ... Financial Corporate Compliance (FCC) is a division of Wolters Kluwer...and risk professionals. As a **Fulfillment Associate** , **Document Management ,** you will manage the receipt and examination… more
- City National Bank (New York, NY)
- *INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR BUSINESS ANALYST* WHAT IS THE OPPORTUNITY? Working within the Wealth Management division, you will be part of the ... lines of business with a strong focus on integrated and streamlined investment management governance programs. What you will do * Build and sustain effective… more