- Bloomberg (New York, NY)
- …else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and Compliance Shared ... Compliance Employee Training initiatives. Collaborating closely with the Head of Risk and Compliance Training , the Chief Risk Office, the Legal & … more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... Data Organization to provide advice and guidance related to risk , regulatory and compliance . The role will...reviews as required. + Assist in the development of compliance training and ongoing communications that promote… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Morgan Stanley (New York, NY)
- …as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance ... *POSITION SUMMARY:* *__* The National Risk Officer is responsible for a... is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset.../ economics; An MBA, CFA preferred and formal Credit Training is a plus **Development Values** + Risk… more
- American Express (New York, NY)
- … Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a ... the way together. The Global Risk & Compliance...Governance Organization is looking for a US Consumer Services Risk Officer to lead a diverse team of… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide consultation… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... and material risk inventory process for the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work… more
- Citigroup (New York, NY)
- …and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...training are in place to support management of Risk profiles **Qualifications:** + 6-10 years of experience in… more
- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- Bloomberg (New York, NY)
- …Compliance , Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to ... to make it happen. **What's** **the role?** Bloomberg's Chief Risk Office (CRO) Department plays a critical role in...is to address risks and related issues by providing risk management as a service, focusing on providing and… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/14216/development- officer %2c-institutional-giving-%26-grants-management%2c-scholars-at- risk ... Position Summary Reporting to Scholars at Risk 's Executive Director, this role is primarily responsible for researching and cultivating contacts with foundations,… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance...efforts; + Assisting in the development and administration of Compliance training for the business. + Overseeing… more
- SMBC (New York, NY)
- …such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage ... risk , and is represented by the Chief Compliance Officer as either a member or...risk of manual processes. + Create and deliver compliance training by drafting appropriate training… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance … more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, … more