- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... to insurance, deficiency, UCC expiration and title tracking reports. + Ensure compliance with Know Your Customer ("KYC") requirements. Collect all the necessary… more
- SMBC (Jersey City, NJ)
- …improve reliability, reduce incident frequency, and enhance collaboration. + Ensure compliance with audit and regulatory requirements through accurate ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for ... TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for...UDAAP, Fair Lending, TILA, HMDA, RESPA, TISA, etc.). The Audit Manager I will participate in the… more
- TD Bank (New York, NY)
- …degree required + 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- US Bank (New York, NY)
- …Digital, Technology, and Operations audit team. This position will support audit coverage of the Consumer , Business and Treasury Operations (CBTO) business ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is ... in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank Strategy -… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- US Bank (New York, NY)
- …skills and discover what you excel at-all from Day One. **Job Description** **Senior Audit Project Manager - Consumer , Business and Treasury Operations** US ... Digital, Technology and Operations team. This role will support audit coverage of the Consumer , Business and...and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager… more
- American Express (New York, NY)
- …We are seeking a highly motivated and knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk ... and geographies. The role will support the identification, assessment, and mitigation of consumer compliance and financial crime risks-such as consumer … more
- US Bank (New York, NY)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (New York, NY)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... of risk mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Technology Audit Manager to join our join our Cybersecurity and Technology Controls Internal Audit team. This is your ... in enhancing our organization's governance and operational excellence! As a Technology Audit Manager within our Cybersecurity and Technology Controls Internal … more
- JPMorgan Chase (Jersey City, NJ)
- …with the priorities of the different lines of business. As an associate business manager supporting Internal Audit , you will play a critical role in ensuring ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...understand project requirements and drive next steps + Support audit , regulatory, and compliance deliverables, including action… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Technology, Cyber, Data and GenAI Engineering team and is a senior level management position, reporting to the Audit ... Technology, Cyber, Data and GenAI Engineering, with an overall objective to execute audit activities and assessments of the risk and control environment for the… more
- Citigroup (New York, NY)
- The Senior Audit Manager is within the AI Non-model Objects team and is a senior level management position, reporting to the Audit Director - AI Non-model ... Objects, with an overall objective to execute audit activities and assessments of the risk and control...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Capital One (New York, NY)
- Consumer Credit Review Senior Manager The Consumer Credit Review Senior Manager is responsible for executing independent, risk-based assurance reviews ... within Capital One's Consumer credit portfolios (card and auto). This includes assessment...effectiveness of policy implementation and risk governance. The Senior Manager will also contribute towards the execution of the… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data ... define the future of American Express. **About the Internal Audit Group at American Express** Our Internal Audit...senior management of assigned IAG processes + Work with Manager / Senior Manager to conduct post-… more
- Coinbase (New York, NY)
- …are based in the United States (Remote) and will be reporting to an Internal Audit Manager . Each individual will be responsible for learning and supporting all ... and technology, like AI, can improve our audits and audit processes * Support a variety of Compliance...location, the General Data Protection Regulation (GDPR) and California Consumer Privacy Act (CCPA) may regulate the way we… more
