- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a Surveillance Lead Vice President within the North America Information Barrier Trade Surveillance ... will work closely with both the Line of Business (LOB) management and Compliance stakeholders, as well as global/regional Surveillance teams. Additionally, you… more
- JPMorgan Chase (Jersey City, NJ)
- …box, challenging the status quo and striving to be best-in-class. As a CCOR - Surveillance Lead ( Surveillance Strategy) - Vice President within the Global ... + Experience working on strategic initiatives, preferably in the compliance /regulatory/ surveillance environment - including defining requirements, conducting… more
- JPMorgan Chase (Jersey City, NJ)
- …Job Summary: As a Compliance , Conduct and Operational Risk (CCOR) - Surveillance Lead (Wealth Management Trade Surveillance ) - Vice President, you ... to enhance the Surveillance program + Interact with Line of Business Compliance and LOB Management to appropriately escalate potential issues + Work with global … more
- Santander US (New York, NY)
- Head of US Surveillance , SCIB Compliance New York, United States of America **USA Job Family Description** As the Head of US Surveillance , you will be part ... the Global Surveillance team within the SCIB Compliance and Conduct function. Your objective will be to...developments, business model, trading platform and product changes. + Lead the local surveillance team's responses to… more
- TD Bank (New York, NY)
- …communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is...is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in … more
- Wells Fargo (New York, NY)
- …you will:** + Be responsible for engagement with MRM function and lead regular recertification and Target Scope Validation processes to support ongoing development ... of Surveillance models, performing regular performance testing in line Model...standards. + Partner with Control team, Business Heads, Technology, Compliance and relevant Support teams to build out robust… more
- TD Bank (New York, NY)
- …grow the current team through a period of change and growth in the Compliance Surveillance program. * Assist with responses to regulatory inquiries or ... collaborative, and a manager of change. Individual Accountabilities: * Lead a team of compliance professionals responsible...key risks and enhancements to the global and regional surveillance programs. * Lead the Surveillance… more
- TD Bank (New York, NY)
- … Surveillance Quality Assurance. Department Overview Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- SMBC (Jersey City, NJ)
- … Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its communications surveillance framework ... regulatory changes and business needs, ensuring a robust and effective communications surveillance program. **Role Objectives** + Lead and manage the… more
- New York State Civil Service (New York, NY)
- …Health, Department of Title Home and Community Based Services Regional Surveillance Manager (MARO), 46621 Occupational Category Administrative or General Management ... Long-Term Care - Division of Home and Community Based Surveillance 90 Church Street City New York City State...NY Zip Code 10007 Duties Description The incumbent will lead the Department of Health's Division of Home and… more
- SitusAMC (New York, NY)
- …covering the US region. The successful candidate will report to the SLF US Regional Lead of CRE. The primary responsibility is the credit surveillance of the ... documentation with a specific focus on credit terms. + Maintain continuous Surveillance and oversight responsibilities of existing book, noting any industry or… more
- MUFG (New York, NY)
- …Capabilities Portfolio Management team to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst, you will play a crucial ... understanding of banking products and data that feed into Compliance & Financial Crimes platforms supporting Customer & Master...Transaction Filtering, and KYC processes. This individual will also lead a small team of business analysts and scrum… more
- Wells Fargo (New York, NY)
- …coding, testing and escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported ... **About this role:** Wells Fargo is seeking a Lead Java Capital Markets Software Engineer in Technology...AI driven solutions to enhance risk analytics and exposure surveillance + Knowledge and understanding of derivative products risk… more
- Teledyne (New Brunswick, NJ)
- …CITC policies and procedures. + Provide quarterly and yearly reporting of relevant trade compliance data and reports to CBU Lead , CITC and Canadian Border ... used worldwide in machine vision, document scanning, image capture, surveillance , process monitoring, manufacturing inspection, medical imaging, and multimedia. As… more
- RGP (New York, NY)
- …such as Privacy Compliance , Electronic Communications Surveillance , and General Compliance Audit Tasks. * Lead audit planning and scoping activities in ... client, a prominent leader in the financial services industry, is seeking a skilled Compliance & Financial Crimes Audit Consultant to support their Compliance &… more
- Santander US (New York, NY)
- …AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special investigations, and OFAC compliance . The incumbent ... Sr. Associate, AML Compliance - Corporate & Investment Banking New York, United...organization and externally with law enforcement to gather critical information for decision making. + Serves as a Subject… more
- JPMorgan Chase (Jersey City, NJ)
- T he Risk Management & Compliance Technology Machine Learning team at JPMorgan Chase focuses on solving challenging business problems such as Anti-Money Laundering ... and Surveillance through data science and machine learning techniques across Risk, Compliance , Conduct and Operational Risk. As an Applied AI ML Lead on the… more
- JPMorgan Chase (New York, NY)
- …skills will be essential in this role. Job Responsibilities: + Supervise and lead a team of security guards, providing guidance, training, and support. + Develop ... Collaborate with law enforcement and emergency services when necessary. + Ensure compliance with legal and regulatory requirements, and enforce company rules. +… more
- City of New York (New York, NY)
- …and compliance review. Prepare scientific reports related to the program's compliance and surveillance activities, study findings, regulatory review of the ... The position will report to the water systems analyst lead and will work with a team of scientists,...programs in NYC. Primary tasks will include water quality surveillance and inspection (sanitary survey) of the NYC drinking… more
- City of New York (New York, NY)
- …the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry ... the other BOI units, coordinating with the Executive Director, administration, the surveillance and school compliance units, the Citywide Immunization Registry… more