- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- HSBC (New York, NY)
- Investigator FC Investigative Reporting Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 15 Dec ... (Centers of Excellence) for SAR filing determination, escalated cases from Financial Crime Risk Operations, production orders, referrals from Fraud Operations,… more
- HSBC (New York, NY)
- …tools to quantify key risk metrics used to inform business decisions and meet regulatory and financial reporting obligations. To improve the understanding of ... SVP, Quantitative Risk Analytics Manager Brand: HSBC Area of Interest: Risk and...a vital role in the measurement and assessment of financial and non- financial risks for the bank.… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... in investment operations, front-office support, or middle office roles at a global asset manager or financial institution. (Buy Side experience is a must have) +… more
- SMBC (New York, NY)
- …architectures. + Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting . + Exceptional ability to influence senior stakeholders ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...**Role Description** We are seeking an experienced Technical Program Manager / Tech Lead with 15+ years of experience… more
- Tutor Perini (New York, NY)
- …sponsorship now or in the future **Tutor Perini Civil-East** is seeking a Project Manager for our **Manhattan Jail** project site in **New York City.** **A** **_bout ... short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an attractive partner… more
- Neuberger Berman (New York, NY)
- …**Responsibilities:** + Member of the finance team responsible for the accounting and financial reporting oversight for Pre IPO equity and credit funds + ... and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or...Strong understanding of accounting theory and fund accounting and financial reporting + 5 - 8 years… more
- Tradeweb (Jersey City, NJ)
- We are seeking an experienced Senior Product Manager to join our Technology organization, supporting the design, delivery, and continuous evolution of electronic ... review technical implementations to ensure they meet business goals, regulatory obligations, and delivery commitments. + **End-to-End Execution** : Manage… more
- Tradeweb (New York, NY)
- …trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset ... News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets...including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process to deliver the… more
- Tutor Perini (New York, NY)
- …Exceptional Talent_** **QA/QC Engineer** As a Quality Assurance / Quality Control Engineer reporting to the Quality Control Manager , you will play a critical ... short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an at tractive… more
- Henkel (Bridgewater, NJ)
- Safety, Health, Environment & Facility Manager **_About_** **_this_** **_Position_** At Henkel, you'll be part of an organization that's shaping the future through ... safety, health, and environmental policies aligned with corporate standards and regulatory requirements. + Manage compliance and risk: Ensure adherence to federal,… more
- Signature Aviation (Teterboro, NJ)
- …in matters related to the airport community. + Assist and/or manage any regulatory compliance, audits, and/or reporting for airport or government parties if ... As a **Guest Experience Manager ** at one of the world's leading hospitality...procedures. May assist with some general accounting work and financial record keeping. + Maintain a working knowledge of… more
- SMBC (Jersey City, NJ)
- …management and problem-solving + Real-time debugging and troubleshooting + Familiarity with regulatory reporting and financial asset classes + Creating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...manager ) + Develop and maintain automation tools for reporting , log collection, and system health monitoring to ensure… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... team of administrators who are responsible for preparing quarterly and annual financial statements for private equity and hedge funds and other investment companies… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;, **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank… more
- Synchrony (New York, NY)
- …visualization tools. This role will engage with multiple functions including regulatory reporting , controllership, credit strategies and portfolio management to ... changes. **Essential Responsibilities:** + Responsible for interpreting and delivering regulatory reporting requirements, external requests and corresponding… more
- Centene Corporation (New York, NY)
- …a strong foundational background in healthcare finance, with an emphasis on regulatory reporting and data-driven analysis. Key areas of experience include: ... + ** Regulatory Cost Reporting :** + Familiarity with...structures, premium groups, regions, category-of-service mapping, and encounter vs. financial claim alignment. + ** Financial Analysis &… more
- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an… more
- Fiserv (Berkeley Heights, NJ)
- …and data analytics tools (eg, SQL, Power BI, Tableau). + Experience preparing regulatory reporting , drafting policies and procedures, and presenting findings to ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Senior Manager **About your role:**… more
